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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.9%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$696M
AUM Growth
+$128M
Cap. Flow
+$106M
Cap. Flow %
15.29%
Top 10 Hldgs %
40.69%
Holding
213
New
25
Increased
72
Reduced
68
Closed
36

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$24.1M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$18.9M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$11.8M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$5.68M

Top Sells

Rank Stock Value
1
IBM icon
IBM
IBM
+$5.71M
2
ALU
Alcatel-Lucent
ALU
+$3.68M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
NVS icon
Novartis
NVS
+$3.41M
5
ORCL icon
Oracle
ORCL
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 6.77%
3 Industrials 3.77%
4 Healthcare 3.29%
5 Materials 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
101
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$701K 0.1%
21,036
-1,459
-6% -$48.1K
MU icon
102
Micron Technology
MU
$1.01T
$697K 0.1%
49,251
-13,850
-22% -$221K
CRM icon
103
Salesforce
CRM
$158B
$679K 0.1%
8,660
-400
-4% -$31.2K
MTB icon
104
M&T Bank
MTB
$36.4B
$677K 0.1%
5,590
+1,270
+29% +$155K
TFI icon
105
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$677K 0.1%
13,875
+1,730
+14% +$83.6K
VBR icon
106
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$668K 0.1%
6,760
– –
VCSH icon
107
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$658K 0.09%
8,330
– –
TLT icon
108
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
$647K 0.09%
5,365
– –
DLS icon
109
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$629K 0.09%
10,830
-316
-3% -$18.3K
MRK icon
110
Merck
MRK
$317B
$620K 0.09%
12,302
-2,237
-15% -$113K
BNY
111
Bank of New York Mellon
BNY
$108B
$613K 0.09%
14,880
-720
-5% -$30.3K
DIM icon
112
WisdomTree International MidCap Dividend Fund
DIM
$169M
$607K 0.09%
10,942
-266
-2% -$14.9K
FSLR icon
113
First Solar
FSLR
$25.4B
$569K 0.08%
8,620
-340
-4% -$19.1K
COST icon
114
Costco
COST
$418B
$564K 0.08%
3,494
-3
-0.1% -$474
AFL icon
115
Aflac
AFL
$63.9B
$554K 0.08%
18,500
-1,080
-6% -$33.6K
COF icon
116
Capital One
COF
$136B
$554K 0.08%
+7,670
New +$587K
FTR
117
DELISTED
Frontier Communications Corp.
FTR
$546K 0.08%
7,800
-9,800
-56% -$728K
BRK.B icon
118
Berkshire Hathaway Class B
BRK.B
$1.12T
$530K 0.08%
4,014
-173
-4% -$23.2K
EWG icon
119
iShares MSCI Germany ETF
EWG
$1.61B
$502K 0.07%
19,152
-31,848
-62% -$844K
VB icon
120
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$474K 0.07%
4,280
– –
LNKD
121
DELISTED
LinkedIn Corporation
LNKD
$471K 0.07%
2,092
-1,000
-32% -$227K
MLNX
122
DELISTED
Mellanox Technologies, Ltd.
MLNX
$459K 0.07%
10,900
+900
+9% +$40K
BSV icon
123
Vanguard Short-Term Bond ETF
BSV
$44.6B
$454K 0.07%
5,710
-2,068
-27% -$165K
FBND icon
124
Fidelity Total Bond ETF
FBND
$27.3B
$445K 0.06%
9,263
-655
-7% -$31.9K
PNC icon
125
PNC Financial Services
PNC
$102B
$438K 0.06%
4,600
-340
-7% -$31.6K
3 4
5
6 7

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Baker Avenue Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Baker Avenue Asset Management held 213 positions worth $696M, up 22% from $568M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Baker Avenue Asset Management deployed $106M of net new capital in Q4 2015, opening 25 new positions and adding to 72 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 422,233 shares worth $23.6M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $3.48M trimmed.

  • Baker Avenue Asset Management's largest Q4 2015 buy was iShares MSCI ACWI ETF: 422,233 shares worth $23.6M.
  • Baker Avenue Asset Management added most to iShares Russell 3000 ETF in Q4 2015, an estimated $5.68M increase.
  • Baker Avenue Asset Management's biggest Q4 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $3.48M.
  • Baker Avenue Asset Management fully exited IBM in Q4 2015, selling an estimated $5.71M.
  • Baker Avenue Asset Management's ten largest holdings make up 41% of its $696M portfolio in Q4 2015.
  • Baker Avenue Asset Management opened 25 new positions and closed 36 in Q4 2015.
  • Baker Avenue Asset Management's portfolio value rose 22% quarter-over-quarter to $696M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2015, filed 16 Feb 2016.