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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$722M
AUM Growth
+$7.25M
Cap. Flow
-$9.82M
Cap. Flow %
-1.36%
Top 10 Hldgs %
37.18%
Holding
326
New
60
Increased
86
Reduced
79
Closed
73

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$15.9M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.8M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.77M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$9.64M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.2M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$10.7M
4
IDV icon
iShares International Select Dividend ETF
IDV
+$10.4M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.67M

Sector Composition

Rank Sector Weight
1 Technology 11.01%
2 Financials 6.22%
3 Healthcare 4.89%
4 Energy 3.97%
5 Consumer Discretionary 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBBN icon
101
Ribbon Communications
RBBN
$388M
$1.58M 0.22%
79,722
-3,000
-4% -$53.1K
XLY icon
102
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$1.42M 0.2%
39,314
-18
-0% -$617
MDY icon
103
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$1.3M 0.18%
4,915
-230
-4% -$58.9K
SNDK
104
DELISTED
SANDISK CORP
SNDK
$1.27M 0.18%
+12,980
New +$1.24M
CY
105
DELISTED
Cypress Semiconductor
CY
$1.25M 0.17%
87,380
-5,230
-6% -$57.8K
SRCI
106
DELISTED
SRC Energy Inc
SRCI
$1.17M 0.16%
93,283
+34,916
+60% +$395K
XLI icon
107
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.11M 0.15%
19,671
-18,779
-49% -$1.03M
PHYS icon
108
Sprott Physical Gold
PHYS
$14.7B
$1.11M 0.15%
113,245
-18,705
-14% -$186K
PFPT
109
DELISTED
Proofpoint, Inc.
PFPT
$1.05M 0.15%
21,760
-1,380
-6% -$59.1K
VSAT icon
110
Viasat
VSAT
$11.9B
$1.03M 0.14%
16,410
– –
IYC icon
111
iShares US Consumer Discretionary ETF
IYC
$1.21B
$1.03M 0.14%
29,844
-2,880
-9% -$93.2K
VBR icon
112
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$997K 0.14%
9,426
+60
+0.6% +$6.19K
IYM icon
113
iShares US Basic Materials ETF
IYM
$1.21B
$993K 0.14%
12,042
+1,532
+15% +$127K
IWD icon
114
iShares Russell 1000 Value ETF
IWD
$83.4B
$975K 0.14%
9,340
-307
-3% -$31.3K
SPY icon
115
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$964K 0.13%
+4,691
New +$943K
FTNT icon
116
Fortinet
FTNT
$123B
$904K 0.13%
147,390
+28,455
+24% +$153K
RKUS
117
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$894K 0.12%
+74,400
New +$900K
VNQ icon
118
Vanguard Real Estate ETF
VNQ
$39.2B
$882K 0.12%
10,884
– –
IWN icon
119
iShares Russell 2000 Value ETF
IWN
$14.7B
$854K 0.12%
8,399
– –
XLB icon
120
State Street Materials Select Sector SPDR ETF
XLB
$8.52B
$785K 0.11%
32,300
-638
-2% -$15.4K
SUSA icon
121
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$779K 0.11%
18,104
+3,122
+21% +$131K
GLW icon
122
Corning
GLW
$137B
$764K 0.11%
33,300
– –
LOGM
123
DELISTED
LogMein, Inc.
LOGM
$745K 0.1%
+15,099
New +$724K
XLK icon
124
State Street Technology Select Sector SPDR ETF
XLK
$123B
$728K 0.1%
35,234
-7,116
-17% -$144K
IGSB icon
125
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$671K 0.09%
12,750
-848
-6% -$44.6K
3 4
5
6 7

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Baker Avenue Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Baker Avenue Asset Management held 326 positions worth $722M, up 1% from $714M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Baker Avenue Asset Management's Q4 2014 filing shows 60 new, 86 increased, 79 reduced and 73 closed positions. Its largest new stake was iShares S&P 100 ETF: 243,808 shares worth $22.2M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2014 buy was iShares S&P 100 ETF: 243,808 shares worth $22.2M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q4 2014, an estimated $9.1M increase.
  • Baker Avenue Asset Management's biggest Q4 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Baker Avenue Asset Management fully exited Vanguard FTSE Emerging Markets ETF in Q4 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 37% of its $722M portfolio in Q4 2014.
  • Baker Avenue Asset Management opened 60 new positions and closed 73 in Q4 2014.
  • Baker Avenue Asset Management's portfolio value rose 1% quarter-over-quarter to $722M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.