We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
101
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$2.04M 0.29%
38,450
-87
-0.2% -$4.67K
GAP
102
The Gap Inc
GAP
$7.42B
$2.03M 0.28%
48,701
+5,347
+12% +$227K
XLE icon
103
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.86M 0.26%
41,044
-796
-2% -$38.6K
EBND icon
104
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$1.6M 0.22%
54,071
-860
-2% -$26.6K
CYN
105
DELISTED
CITY NATIONAL CORPORATION
CYN
$1.54M 0.22%
20,324
– –
RBBN icon
106
Ribbon Communications
RBBN
$376M
$1.42M 0.2%
82,722
-7,000
-8% -$134K
XLV icon
107
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$1.38M 0.19%
21,659
-3,273
-13% -$205K
PHYS icon
108
Sprott Physical Gold
PHYS
$15.3B
$1.32M 0.18%
131,950
-17,370
-12% -$184K
XLY icon
109
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$1.31M 0.18%
39,332
+20,800
+112% +$703K
IGV icon
110
iShares Expanded Tech-Software Sector ETF
IGV
$14.4B
$1.3M 0.18%
75,405
+30,950
+70% +$536K
MDY icon
111
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$1.28M 0.18%
5,145
-40,398
-89% -$10.4M
ALU
112
DELISTED
Alcatel-Lucent
ALU
$1.23M 0.17%
404,510
+310,000
+328% +$1.06M
XLG icon
113
Invesco S&P 500 Top 50 ETF
XLG
$11B
$1.21M 0.17%
87,520
+510
+0.6% +$7.01K
IYC icon
114
iShares US Consumer Discretionary ETF
IYC
$1.21B
$1.02M 0.14%
32,724
-2,636
-7% -$82.5K
IWD icon
115
iShares Russell 1000 Value ETF
IWD
$83.2B
$966K 0.14%
9,647
-202
-2% -$20.5K
VBR icon
116
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$934K 0.13%
9,366
-1,680
-15% -$174K
CY
117
DELISTED
Cypress Semiconductor
CY
$915K 0.13%
92,610
-1,370
-1% -$14.4K
IYM icon
118
iShares US Basic Materials ETF
IYM
$1.23B
$905K 0.13%
10,510
-40,983
-80% -$3.59M
VSAT icon
119
Viasat
VSAT
$11.3B
$905K 0.13%
+16,410
New +$938K
PFPT
120
DELISTED
Proofpoint, Inc.
PFPT
$859K 0.12%
23,140
-2,110
-8% -$78.7K
XLK icon
121
State Street Technology Select Sector SPDR ETF
XLK
$123B
$845K 0.12%
42,350
-2,416
-5% -$47.8K
RAD
122
DELISTED
Rite Aid Corporation
RAD
$827K 0.12%
8,549
+895
+12% +$116K
XLB icon
123
State Street Materials Select Sector SPDR ETF
XLB
$8.61B
$817K 0.11%
32,938
-1,784
-5% -$44.5K
EIDO icon
124
iShares MSCI Indonesia ETF
EIDO
$494M
$813K 0.11%
+29,860
New +$851K
IWN icon
125
iShares Russell 2000 Value ETF
IWN
$14.6B
$786K 0.11%
8,399
– –
3 4
5
6 7

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
CBUSF
Construction & Building Unions Superannuation Fund Melbourne, Australia $5.31B AUM 20.68% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.