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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$596M
AUM Growth
+$76M
Cap. Flow
+$98.4M
Cap. Flow %
16.51%
Top 10 Hldgs %
35.93%
Holding
307
New
52
Increased
111
Reduced
28
Closed
116

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.08M
3
COST icon
Costco
COST
+$6.6M
4
C icon
Citigroup
C
+$6.19M
5
CBI
Chicago Bridge & Iron Nv
CBI
+$4.13M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$7.54M
2
MSFT icon
Microsoft
MSFT
+$6.28M
3
GRPN icon
Groupon
GRPN
+$4.81M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.7M
5
SM icon
SM Energy
SM
+$3.23M

Sector Composition

Rank Sector Weight
1 Technology 8.87%
2 Financials 5.65%
3 Industrials 5.16%
4 Energy 4.6%
5 Healthcare 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBND icon
101
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$1.73M 0.29%
58,321
-4,233
-7% -$123K
RTX icon
102
RTX Corp
RTX
$300B
$1.71M 0.29%
23,306
-34,241
-60% -$2.46M
GM icon
103
General Motors
GM
$78.2B
$1.7M 0.28%
58,293
+20,082
+53% +$737K
XLE icon
104
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.68M 0.28%
40,704
+2,576
+7% +$111K
CAT icon
105
Caterpillar
CAT
$401B
$1.61M 0.27%
19,304
+434
+2% +$40.9K
CYN
106
DELISTED
CITY NATIONAL CORPORATION
CYN
$1.6M 0.27%
24,074
+3,750
+18% +$282K
PHYS icon
107
Sprott Physical Gold
PHYS
$15.3B
$1.6M 0.27%
149,815
+42,845
+40% +$461K
GAP
108
The Gap Inc
GAP
$7.4B
$1.53M 0.26%
+40,272
New +$1.63M
XLV icon
109
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$1.47M 0.25%
44,190
+27,550
+166% +$1.59M
EMB icon
110
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$1.12M 0.19%
10,060
-1,555
-13% -$169K
AGG icon
111
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.11M 0.19%
18,700
+10,008
+115% +$1.08M
VBR icon
112
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$1.07M 0.18%
10,632
+535
+5% +$52.2K
FXI icon
113
iShares China Large-Cap ETF
FXI
$4.3B
$1.06M 0.18%
35,660
+13,660
+62% +$478K
SRCI
114
DELISTED
SRC Energy Inc
SRCI
$920K 0.15%
85,575
-4,565
-5% -$43.8K
XLK icon
115
State Street Technology Select Sector SPDR ETF
XLK
$122B
$918K 0.15%
50,502
-19,148
-27% -$342K
P
116
DELISTED
Pandora Media Inc
P
$820K 0.14%
27,031
+8,500
+46% +$294K
IMPV
117
DELISTED
Imperva, Inc.
IMPV
$817K 0.14%
17,110
+2,530
+17% +$146K
XLB icon
118
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$799K 0.13%
33,798
+11,344
+51% +$261K
VNQ icon
119
Vanguard Real Estate ETF
VNQ
$39.2B
$769K 0.13%
10,884
-526
-5% -$36K
EWW icon
120
iShares MSCI Mexico ETF
EWW
$1.97B
$767K 0.13%
+11,990
New +$751K
BALT
121
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$759K 0.13%
+125,550
New +$796K
RAD
122
DELISTED
Rite Aid Corporation
RAD
$729K 0.12%
+5,816
New +$709K
PRGN
123
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$685K 0.11%
+2,632
New +$698K
FTNT icon
124
Fortinet
FTNT
$120B
$671K 0.11%
185,350
+23,510
+15% +$103K
HAL icon
125
Halliburton
HAL
$26.6B
$651K 0.11%
33,580
+26,880
+401% +$1.44M
3 4
5
6 7

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Baker Avenue Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Baker Avenue Asset Management held 307 positions worth $596M, up 15% from $520M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management deployed $98.4M of net new capital in Q1 2014, opening 52 new positions and adding to 111 existing holdings. Its largest new stake was Citigroup: 124,358 shares worth $5.09M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.6% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was RTX Corp, an estimated $2.46M trimmed.

  • Baker Avenue Asset Management's largest Q1 2014 buy was Citigroup: 124,358 shares worth $5.09M.
  • Baker Avenue Asset Management added most to iShares MSCI EAFE ETF in Q1 2014, an estimated $8.06M increase.
  • Baker Avenue Asset Management's biggest Q1 2014 reduction was RTX Corp, cutting an estimated $2.46M.
  • Baker Avenue Asset Management fully exited Apple in Q1 2014, selling an estimated $7.54M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $596M portfolio in Q1 2014.
  • Baker Avenue Asset Management opened 52 new positions and closed 116 in Q1 2014.
  • Baker Avenue Asset Management's portfolio value rose 15% quarter-over-quarter to $596M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2014, filed 13 May 2014.