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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$520M
AUM Growth
+$44.2M
Cap. Flow
+$15.9M
Cap. Flow %
3.05%
Top 10 Hldgs %
35.77%
Holding
299
New
70
Increased
91
Reduced
71
Closed
44

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.18M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.81M
3
MSFT icon
Microsoft
MSFT
+$3.95M
4
GRPN icon
Groupon
GRPN
+$3.89M
5
FSLR icon
First Solar
FSLR
+$3.44M

Top Sells

Rank Stock Value
1
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$4.18M
2
F icon
Ford
F
+$3.86M
3
MON
Monsanto Co
MON
+$3.78M
4
CTXS
Citrix Systems Inc
CTXS
+$3.73M
5
RCL icon
Royal Caribbean
RCL
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 9.58%
2 Financials 5.57%
3 Energy 3.83%
4 Industrials 3.8%
5 Healthcare 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$923K 0.18%
16,640
+8,355
+101% +$447K
IWN icon
102
iShares Russell 2000 Value ETF
IWN
$14.6B
$871K 0.17%
8,749
– –
FXI icon
103
iShares China Large-Cap ETF
FXI
$4.3B
$844K 0.16%
22,000
+6,500
+42% +$248K
SRCI
104
DELISTED
SRC Energy Inc
SRCI
$835K 0.16%
90,140
+1,650
+2% +$16.3K
VNQ icon
105
Vanguard Real Estate ETF
VNQ
$39.2B
$737K 0.14%
11,410
+410
+4% +$27.4K
IMPV
106
DELISTED
Imperva, Inc.
IMPV
$702K 0.14%
14,580
+2,020
+16% +$85K
GLD icon
107
SPDR Gold Trust
GLD
$138B
$700K 0.13%
6,032
+3,902
+183% +$479K
ATML
108
DELISTED
ATMEL CORP
ATML
$689K 0.13%
88,000
+37,000
+73% +$271K
LQD icon
109
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$659K 0.13%
5,770
– –
KRE icon
110
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
$658K 0.13%
16,201
-19,769
-55% -$758K
ALLE icon
111
Allegion
ALLE
$14.3B
$646K 0.12%
+14,623
New +$633K
HIMX
112
Himax Technologies
HIMX
$2.33B
$624K 0.12%
42,400
+27,400
+183% +$290K
FTNT icon
113
Fortinet
FTNT
$120B
$619K 0.12%
161,840
-14,785
-8% -$57.6K
URI icon
114
United Rentals
URI
$72.3B
$616K 0.12%
7,900
-200
-2% -$13.4K
SGOL icon
115
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$611K 0.12%
51,650
+8,600
+20% +$108K
ARRS
116
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$606K 0.12%
+24,900
New +$475K
ARMH
117
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$579K 0.11%
10,575
+3,705
+54% +$180K
IDGT icon
118
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$522M
$559K 0.11%
+17,320
New +$529K
IGV icon
119
iShares Expanded Tech-Software Sector ETF
IGV
$14.3B
$549K 0.11%
33,455
-269,055
-89% -$4.18M
XLB icon
120
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$519K 0.1%
+22,454
New +$494K
PKT
121
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$511K 0.1%
34,000
-13,520
-28% -$196K
AR icon
122
Antero Resources
AR
$10.6B
$508K 0.1%
+8,000
New +$448K
MON
123
DELISTED
Monsanto Co
MON
$501K 0.1%
4,300
-34,641
-89% -$3.78M
DATA
124
DELISTED
Tableau Software, Inc.
DATA
$500K 0.1%
+7,250
New +$475K
EOG icon
125
EOG Resources
EOG
$71.5B
$498K 0.1%
5,940
+660
+13% +$56.6K
3 4
5
6 7

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Baker Avenue Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Baker Avenue Asset Management held 299 positions worth $520M, up 9.3% from $476M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management deployed $15.9M of net new capital in Q4 2013, opening 70 new positions and adding to 91 existing holdings. Its largest new stake was First Solar: 62,867 shares worth $3.44M.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 8.3% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Expanded Tech-Software Sector ETF, an estimated $4.18M trimmed.

  • Baker Avenue Asset Management's largest Q4 2013 buy was First Solar: 62,867 shares worth $3.44M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Total Stock Market ETF in Q4 2013, an estimated $5.18M increase.
  • Baker Avenue Asset Management's biggest Q4 2013 reduction was iShares Expanded Tech-Software Sector ETF, cutting an estimated $4.18M.
  • Baker Avenue Asset Management fully exited Citrix Systems Inc in Q4 2013, selling an estimated $3.73M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $520M portfolio in Q4 2013.
  • Baker Avenue Asset Management opened 70 new positions and closed 44 in Q4 2013.
  • Baker Avenue Asset Management's portfolio value rose 9.3% quarter-over-quarter to $520M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.