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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$17.4M
Cap. Flow
+$8.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.55%
Holding
217
New
29
Increased
74
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.3M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.6M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.59M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.48M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.4M
3
VT icon
Vanguard Total World Stock ETF
VT
+$11.7M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$5.28M
5
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 10.39%
2 Financials 4.66%
3 Healthcare 3%
4 Communication Services 2.05%
5 Energy 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWV icon
76
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.35B
$1.67M 0.23%
23,056
-23,011
-50% -$1.69M
XBI icon
77
State Street SPDR S&P Biotech ETF
XBI
$9.92B
$1.65M 0.23%
27,900
-8,336
-23% -$515K
MAT icon
78
Mattel
MAT
$4.32B
$1.6M 0.22%
57,969
-15,962
-22% -$485K
MDY icon
79
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$1.57M 0.22%
5,215
-340
-6% -$98.3K
XLNX
80
DELISTED
Xilinx Inc
XLNX
$1.54M 0.22%
25,440
-7,868
-24% -$423K
CNC icon
81
Centene
CNC
$31.7B
$1.46M 0.21%
+51,806
New +$1.53M
CELG
82
DELISTED
Celgene Corp
CELG
$1.46M 0.2%
12,600
-960
-7% -$107K
GLOB icon
83
Globant
GLOB
$1.65B
$1.42M 0.2%
42,695
-2,700
-6% -$106K
SPHD icon
84
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$1.26M 0.18%
32,285
-253
-0.8% -$9.71K
STI
85
DELISTED
SunTrust Banks, Inc.
STI
$1.24M 0.17%
22,585
-14,394
-39% -$719K
XLG icon
86
Invesco S&P 500 Top 50 ETF
XLG
$11B
$1.21M 0.17%
76,700
-65,980
-46% -$1.01M
XLK icon
87
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.16M 0.16%
47,880
-23,676
-33% -$565K
NVDA icon
88
NVIDIA
NVDA
$5.13T
$1.15M 0.16%
432,400
-103,800
-19% -$217K
RHT
89
DELISTED
Red Hat Inc
RHT
$1.14M 0.16%
16,305
+5,605
+52% +$432K
SUSA icon
90
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$1.13M 0.16%
24,532
-5,158
-17% -$234K
IGSB icon
91
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.07M 0.15%
20,340
-500
-2% -$26.3K
RF icon
92
Regions Financial
RF
$27.3B
$1.06M 0.15%
73,680
-8,605
-10% -$106K
EEM icon
93
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$1.03M 0.14%
29,329
-21,941
-43% -$791K
XLI icon
94
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$992K 0.14%
15,939
-8,121
-34% -$489K
EFA icon
95
iShares MSCI EAFE ETF
EFA
$79.3B
$923K 0.13%
15,985
-276,828
-95% -$16M
CSCO icon
96
Cisco
CSCO
$480B
$911K 0.13%
30,152
-578
-2% -$17.6K
ON icon
97
ON Semiconductor
ON
$31.4B
$896K 0.13%
70,240
+5,690
+9% +$67.9K
MRK icon
98
Merck
MRK
$316B
$890K 0.12%
15,842
+506
+3% +$29.6K
VBR icon
99
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$845K 0.12%
6,980
+180
+3% +$20.6K
BNY
100
Bank of New York Mellon
BNY
$106B
$838K 0.12%
17,682
+1,252
+8% +$56.5K
2 3
4
5 6

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Baker Avenue Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Baker Avenue Asset Management held 217 positions worth $714M, up 2.5% from $697M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management's Q4 2016 filing shows 29 new, 74 increased, 83 reduced and 17 closed positions. Its largest new stake was iShares TIPS Bond ETF: 49,906 shares worth $5.65M. The largest sale was iShares MSCI EAFE ETF, an estimated $16M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2016 buy was iShares TIPS Bond ETF: 49,906 shares worth $5.65M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Developed Markets ETF in Q4 2016, an estimated $13.3M increase.
  • Baker Avenue Asset Management's biggest Q4 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $16M.
  • Baker Avenue Asset Management fully exited Invesco Taxable Municipal Bond ETF in Q4 2016, selling an estimated $5.28M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $714M portfolio in Q4 2016.
  • Baker Avenue Asset Management opened 29 new positions and closed 17 in Q4 2016.
  • Baker Avenue Asset Management's portfolio value rose 2.5% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2016, filed 13 Feb 2017.