We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAT icon
76
Mattel
MAT
$4.25B
$2.24M 0.32%
+73,931
New +$2.42M
VB icon
77
Vanguard Morningstar Small-Cap ETF
VB
$81.9B
$2.2M 0.32%
17,971
+9,056
+102% +$1.1M
XLG icon
78
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2.18M 0.31%
142,680
-64,710
-31% -$988K
EEM icon
79
iShares MSCI Emerging Markets ETF
EEM
$29.6B
$1.92M 0.28%
51,270
-28,759
-36% -$1.05M
GLOB icon
80
Globant
GLOB
$1.64B
$1.91M 0.27%
45,395
– –
XLNX
81
DELISTED
Xilinx Inc
XLNX
$1.81M 0.26%
33,308
-16,570
-33% -$852K
XLK icon
82
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.71M 0.25%
71,556
-41,638
-37% -$967K
FEX icon
83
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$1.69M 0.24%
36,240
-460
-1% -$21.4K
STI
84
DELISTED
SunTrust Banks, Inc.
STI
$1.62M 0.23%
36,979
-24,982
-40% -$1.07M
MDY icon
85
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$1.57M 0.23%
5,555
+340
+7% +$95.8K
XLRE icon
86
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$1.47M 0.21%
+44,903
New +$1.51M
CELG
87
DELISTED
Celgene Corp
CELG
$1.42M 0.2%
13,560
+10,142
+297% +$1.1M
XLI icon
88
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$1.41M 0.2%
24,060
-37,681
-61% -$2.19M
HAWK
89
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$1.4M 0.2%
46,322
– –
SUSA icon
90
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$1.35M 0.19%
29,690
-24,670
-45% -$1.11M
SPHD icon
91
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.27M 0.18%
32,538
+2,671
+9% +$105K
PHYS icon
92
Sprott Physical Gold
PHYS
$15.3B
$1.24M 0.18%
112,740
+20,930
+23% +$232K
IYM icon
93
iShares US Basic Materials ETF
IYM
$1.24B
$1.23M 0.18%
15,557
-1,590
-9% -$126K
IGSB icon
94
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.1M 0.16%
20,840
-320
-2% -$16.9K
UPS icon
95
United Parcel Service
UPS
$91.7B
$1.06M 0.15%
9,685
-7,500
-44% -$819K
CSCO icon
96
Cisco
CSCO
$485B
$975K 0.14%
30,730
-1,647
-5% -$50.7K
PARA
97
DELISTED
Paramount Global Class B
PARA
$965K 0.14%
+17,620
New +$935K
NVDA icon
98
NVIDIA
NVDA
$5.37T
$919K 0.13%
536,200
-249,800
-32% -$369K
MRK icon
99
Merck
MRK
$318B
$913K 0.13%
15,336
-296
-2% -$17.3K
SN
100
DELISTED
Sanchez Energy Corporation
SN
$894K 0.13%
101,140
+47,490
+89% +$365K
2 3
4
5 6

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
CBUSF
Construction & Building Unions Superannuation Fund Melbourne, Australia $5.31B AUM 20.68% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.