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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$658M
AUM Growth
-$38.3M
Cap. Flow
-$36.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
39.61%
Holding
209
New
32
Increased
53
Reduced
79
Closed
33

Top Buys

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$22.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.3M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.9M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.01M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.5M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$20M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$12M
4
SSD icon
Simpson Manufacturing
SSD
+$11.8M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 4.69%
3 Industrials 4.06%
4 Healthcare 3.43%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
76
iShares Core S&P Total US Stock Market ETF
ITOT
$97.3B
$1.39M 0.21%
29,870
+948
+3% +$41.8K
IYC icon
77
iShares US Consumer Discretionary ETF
IYC
$1.22B
$1.38M 0.21%
37,760
-3,884
-9% -$134K
MDY icon
78
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.37M 0.21%
5,215
+300
+6% +$73K
ONDK
79
DELISTED
On Deck Capital, Inc.
ONDK
$1.37M 0.21%
175,802
-3,000
-2% -$23K
VWO icon
80
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.33M 0.2%
+38,593
New +$1.21M
IYM icon
81
iShares US Basic Materials ETF
IYM
$1.23B
$1.31M 0.2%
17,911
-79
-0.4% -$5.31K
IWF icon
82
iShares Russell 1000 Growth ETF
IWF
$127B
$1.23M 0.19%
+49,400
New +$1.17M
EXI icon
83
iShares Global Industrials ETF
EXI
$1.48B
$1.22M 0.19%
17,361
-1,610
-8% -$106K
VV icon
84
Vanguard Morningstar Large-Cap ETF
VV
$54.1B
$1.17M 0.18%
+12,485
New +$1.11M
NVDA icon
85
NVIDIA
NVDA
$5.31T
$1.17M 0.18%
1,313,200
+8,000
+0.6% +$6.1K
IWB icon
86
iShares Russell 1000 ETF
IWB
$49.8B
$1.08M 0.16%
+9,503
New +$1.03M
IVW icon
87
iShares S&P 500 Growth ETF
IVW
$77.1B
$1.08M 0.16%
37,292
-780,352
-95% -$21.5M
RF icon
88
Regions Financial
RF
$27.2B
$955K 0.15%
+121,670
New +$979K
JD icon
89
JD.com
JD
$43.9B
$951K 0.14%
+35,880
New +$942K
PHYS icon
90
Sprott Physical Gold
PHYS
$15.3B
$942K 0.14%
93,110
-13,785
-13% -$134K
NOK icon
91
Nokia
NOK
$53.5B
$938K 0.14%
158,710
-299,120
-65% -$1.92M
XYL icon
92
Xylem
XYL
$28.5B
$933K 0.14%
22,800
+10,800
+90% +$398K
EA icon
93
Electronic Arts
EA
$52.9B
$859K 0.13%
13,000
– –
CSCO icon
94
Cisco
CSCO
$479B
$850K 0.13%
+29,846
New +$768K
VDE icon
95
Vanguard Energy ETF
VDE
$9.69B
$831K 0.13%
9,684
-908
-9% -$72.7K
SPHD icon
96
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$814K 0.12%
21,929
+893
+4% +$30.5K
EFG icon
97
iShares MSCI EAFE Growth ETF
EFG
$17.1B
$781K 0.12%
+11,875
New +$751K
VNQ icon
98
Vanguard Real Estate ETF
VNQ
$39.2B
$762K 0.12%
9,094
-589
-6% -$45.8K
MRK icon
99
Merck
MRK
$317B
$752K 0.11%
14,889
+2,587
+21% +$127K
GOOGL icon
100
Alphabet (Google) Class A
GOOGL
$4.43T
$745K 0.11%
19,540
-400
-2% -$14.7K
2 3
4
5 6

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Baker Avenue Asset Management's Q1 2016 Portfolio in Review

As of Q1 2016, Baker Avenue Asset Management held 209 positions worth $658M, down 5.5% from $696M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Baker Avenue Asset Management withdrew a net $36.8M in Q1 2016, closing 33 positions and reducing 79 holdings. Its most notable exit was Simpson Manufacturing, an estimated $11.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR Portfolio Aggregate Bond ETF worth $12.1M.

  • Baker Avenue Asset Management's largest Q1 2016 buy was State Street SPDR Portfolio Aggregate Bond ETF: 411,640 shares worth $12.1M.
  • Baker Avenue Asset Management added most to Vanguard Total World Stock ETF in Q1 2016, an estimated $22.9M increase.
  • Baker Avenue Asset Management's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $21.5M.
  • Baker Avenue Asset Management fully exited Simpson Manufacturing in Q1 2016, selling an estimated $11.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 40% of its $658M portfolio in Q1 2016.
  • Baker Avenue Asset Management opened 32 new positions and closed 33 in Q1 2016.
  • Baker Avenue Asset Management's portfolio value fell 5.5% quarter-over-quarter to $658M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2016, filed 13 May 2016.