We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-6.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$568M
AUM Growth
-$184M
Cap. Flow
-$135M
Cap. Flow %
-23.76%
Top 10 Hldgs %
44.71%
Holding
271
New
28
Increased
67
Reduced
79
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$21.3M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$5.99M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.33M
4
QCOM icon
Qualcomm
QCOM
+$5.19M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.5M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$14.8M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$10.2M
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$9.83M
4
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$9.7M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.13M

Sector Composition

Rank Sector Weight
1 Technology 9.7%
2 Financials 7.47%
3 Industrials 4.44%
4 Healthcare 4.25%
5 Materials 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
76
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.22M 0.22%
4,915
– –
MDR
77
DELISTED
McDermott International
MDR
$1.21M 0.21%
93,840
-6,453
-6% -$88.6K
IWO icon
78
iShares Russell 2000 Growth ETF
IWO
$14.9B
$1.21M 0.21%
9,010
-69,034
-88% -$10.2M
SUSA icon
79
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
$1.21M 0.21%
30,640
+2,260
+8% +$94K
IWM icon
80
iShares Russell 2000 ETF
IWM
$82.2B
$1.16M 0.2%
+10,646
New +$1.26M
PHYS icon
81
Sprott Physical Gold
PHYS
$15.3B
$1.11M 0.2%
121,195
-24,880
-17% -$230K
IYM icon
82
iShares US Basic Materials ETF
IYM
$1.23B
$1.07M 0.19%
16,610
-44,203
-73% -$3.21M
NOBL icon
83
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$997K 0.18%
+42,900
New +$1.05M
EA icon
84
Electronic Arts
EA
$992K 0.17%
+14,648
New +$1.03M
DSI icon
85
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$988K 0.17%
+27,840
New +$1.04M
IYC icon
86
iShares US Consumer Discretionary ETF
IYC
$1.21B
$976K 0.17%
28,360
+1,920
+7% +$69.2K
MU icon
87
Micron Technology
MU
$1.01T
$945K 0.17%
+63,101
New +$1.09M
SN
88
DELISTED
Sanchez Energy Corporation
SN
$883K 0.16%
143,650
+75,000
+109% +$504K
IWD icon
89
iShares Russell 1000 Value ETF
IWD
$83.2B
$871K 0.15%
9,338
– –
IXUS icon
90
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$747K 0.13%
15,300
+3,050
+25% +$160K
VNQ icon
91
Vanguard Real Estate ETF
VNQ
$39B
$725K 0.13%
9,594
+4
+0% +$307
SPHD icon
92
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$708K 0.12%
22,495
-4,263
-16% -$137K
XLE icon
93
State Street Energy Select Sector SPDR ETF
XLE
$38B
$696K 0.12%
22,750
+136
+0.6% +$4.58K
MRK icon
94
Merck
MRK
$317B
$685K 0.12%
14,539
+3,212
+28% +$171K
AA icon
95
Alcoa
AA
$12.6B
$676K 0.12%
+29,130
New +$682K
TUBE
96
DELISTED
TubeMogul, Inc.
TUBE
$673K 0.12%
64,000
+19,477
+44% +$243K
XLB icon
97
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$672K 0.12%
33,672
+1,044
+3% +$23.2K
XLK icon
98
State Street Technology Select Sector SPDR ETF
XLK
$122B
$671K 0.12%
33,986
+1,544
+5% +$31.8K
VCSH icon
99
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$664K 0.12%
8,330
– –
TLT icon
100
iShares 20+ Year Treasury Bond ETF
TLT
$41.5B
$663K 0.12%
5,365
– –
2 3
4
5 6

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Baker Avenue Asset Management held 271 positions worth $568M, down 24% from $752M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Baker Avenue Asset Management withdrew a net $135M in Q3 2015, closing 83 positions and reducing 79 holdings. Its most notable exit was Cisco, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in iShares Floating Rate Bond ETF worth $5.31M.

  • Baker Avenue Asset Management's largest Q3 2015 buy was iShares Floating Rate Bond ETF: 105,341 shares worth $5.31M.
  • Baker Avenue Asset Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2015, an estimated $21.3M increase.
  • Baker Avenue Asset Management's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $14.8M.
  • Baker Avenue Asset Management fully exited Cisco in Q3 2015, selling an estimated $7.63M.
  • Baker Avenue Asset Management's ten largest holdings make up 45% of its $568M portfolio in Q3 2015.
  • Baker Avenue Asset Management opened 28 new positions and closed 83 in Q3 2015.
  • Baker Avenue Asset Management's portfolio value fell 24% quarter-over-quarter to $568M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.