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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFIV icon
76
F5
FFIV
$23.6B
$2.95M 0.41%
24,862
+850
+4% +$99.8K
NBL
77
DELISTED
Noble Energy, Inc.
NBL
$2.95M 0.41%
43,155
-475
-1% -$33.8K
FSLR icon
78
First Solar
FSLR
$25.2B
$2.93M 0.41%
44,512
-4,350
-9% -$294K
FCX icon
79
Freeport-McMoran
FCX
$101B
$2.92M 0.41%
89,478
+9,624
+12% +$350K
AR icon
80
Antero Resources
AR
$10.6B
$2.88M 0.4%
52,453
+10,802
+26% +$628K
XLF icon
81
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$2.88M 0.4%
141,422
-10,008
-7% -$202K
DD icon
82
DuPont de Nemours
DD
$19.8B
$2.87M 0.4%
21,614
+2,835
+15% +$378K
FTI icon
83
TechnipFMC
FTI
$27.2B
$2.86M 0.4%
+70,775
New +$3.13M
ADBE icon
84
Adobe
ADBE
$103B
$2.86M 0.4%
41,276
+476
+1% +$33.7K
GM icon
85
General Motors
GM
$78.2B
$2.85M 0.4%
89,173
+12,648
+17% +$441K
LOW icon
86
Lowe's Companies
LOW
$123B
$2.84M 0.4%
53,644
+6,518
+14% +$329K
HON icon
87
Honeywell
HON
$78.7B
$2.72M 0.38%
32,489
+7,320
+29% +$622K
WDC icon
88
Western Digital
WDC
$182B
$2.71M 0.38%
36,891
-5,260
-12% -$395K
ORCL icon
89
Oracle
ORCL
$417B
$2.71M 0.38%
70,722
+7,385
+12% +$299K
DIS icon
90
Walt Disney
DIS
$176B
$2.68M 0.38%
+30,140
New +$2.66M
VLO icon
91
Valero Energy
VLO
$87.5B
$2.66M 0.37%
57,521
+7,117
+14% +$359K
RTX icon
92
RTX Corp
RTX
$299B
$2.65M 0.37%
39,836
+12,685
+47% +$870K
XOP icon
93
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$2.51M 0.35%
+9,133
New +$2.78M
BP icon
94
BP
BP
$107B
$2.45M 0.34%
68,152
+8,992
+15% +$356K
GILD icon
95
Gilead Sciences
GILD
$163B
$2.36M 0.33%
22,199
-9,915
-31% -$971K
CAG icon
96
Conagra Brands
CAG
$7.13B
$2.35M 0.33%
91,286
+10,050
+12% +$248K
TDIV icon
97
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.37B
$2.24M 0.31%
82,627
-108,263
-57% -$2.95M
SLB icon
98
SLB Ltd
SLB
$74.3B
$2.21M 0.31%
21,716
-8,998
-29% -$981K
ANF icon
99
Abercrombie & Fitch
ANF
$4.85B
$2.15M 0.3%
59,268
+3,934
+7% +$160K
CAT icon
100
Caterpillar
CAT
$408B
$2.15M 0.3%
21,754
+3,414
+19% +$362K
2 3
4
5 6

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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.