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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.15%
3 Industrials 2.36%
4 Healthcare 2.33%
5 Consumer Discretionary 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
51
Honeywell
HON
$78.6B
$7.07M 0.51%
42,390
-542
-1% -$88.6K
IWD icon
52
iShares Russell 1000 Value ETF
IWD
$83.2B
$6.92M 0.5%
50,737
+50
+0.1% +$6.59K
EWJ icon
53
iShares MSCI Japan ETF
EWJ
$22.5B
$6.77M 0.49%
114,228
-2,659
-2% -$157K
SPLV icon
54
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$6.66M 0.48%
114,214
-536
-0.5% -$30.7K
MRSH
55
Marsh
MRSH
$91.4B
$6.57M 0.48%
58,988
+36,244
+159% +$3.79M
DGRW icon
56
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$6.39M 0.46%
131,818
-255
-0.2% -$11.9K
NOBL icon
57
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$6.33M 0.46%
167,412
-324
-0.2% -$11.9K
DIS icon
58
Walt Disney
DIS
$177B
$6.2M 0.45%
42,873
-564
-1% -$78.7K
AXP icon
59
American Express
AXP
$236B
$6.05M 0.44%
48,614
+17,221
+55% +$2.06M
XLE icon
60
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$5.96M 0.43%
198,438
-27,514
-12% -$816K
BSV icon
61
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.93M 0.43%
73,604
-212
-0.3% -$17.1K
LIN icon
62
Linde
LIN
$226B
$5.72M 0.41%
26,878
+20,496
+321% +$4.13M
ISTB icon
63
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$5.59M 0.41%
110,916
+6,999
+7% +$353K
GLW icon
64
Corning
GLW
$135B
$5.46M 0.4%
187,572
-1,249
-0.7% -$36.2K
STZ icon
65
Constellation Brands
STZ
$22.3B
$5.43M 0.39%
28,631
-1,192
-4% -$225K
JPM icon
66
JPMorgan Chase
JPM
$955B
$5.39M 0.39%
38,698
-12,308
-24% -$1.58M
IJR icon
67
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.23M 0.38%
62,404
+51,007
+448% +$4.1M
SCHZ icon
68
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$5.08M 0.37%
+190,250
New +$5.1M
SJNK icon
69
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$5.07M 0.37%
188,148
+6,741
+4% +$181K
ACWI icon
70
iShares MSCI ACWI ETF
ACWI
$33.4B
$4.93M 0.36%
62,255
– –
STIP icon
71
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$4.93M 0.36%
48,968
-269
-0.5% -$27K
IHI icon
72
iShares US Medical Devices ETF
IHI
$3.34B
$4.91M 0.36%
111,498
-15,582
-12% -$655K
NOC icon
73
Northrop Grumman
NOC
$79.2B
$4.74M 0.34%
13,794
-2,668
-16% -$938K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$4.43T
$4.67M 0.34%
69,740
+3,680
+6% +$237K
GM icon
75
General Motors
GM
$78.2B
$4.62M 0.33%
126,215
+3,898
+3% +$142K
1 2
3
4 5

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.8% a quarter earlier, followed by Financials and Industrials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.