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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$17.4M
Cap. Flow
+$8.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.55%
Holding
217
New
29
Increased
74
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.3M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.6M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.59M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.48M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.4M
3
VT icon
Vanguard Total World Stock ETF
VT
+$11.7M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$5.28M
5
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 10.39%
2 Financials 4.66%
3 Healthcare 3%
4 Communication Services 2.05%
5 Energy 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
51
SLB Ltd
SLB
$75.2B
$3.72M 0.52%
44,290
-7,138
-14% -$585K
GS icon
52
Goldman Sachs
GS
$311B
$3.71M 0.52%
15,500
-2,192
-12% -$445K
SDY icon
53
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$3.58M 0.5%
41,861
+100
+0.2% +$8.4K
CVX icon
54
Chevron
CVX
$379B
$3.58M 0.5%
30,407
+8,528
+39% +$929K
XOM icon
55
ExxonMobil
XOM
$637B
$3.4M 0.48%
37,671
-7,037
-16% -$615K
USB icon
56
US Bancorp
USB
$100B
$3.37M 0.47%
65,511
-13,584
-17% -$646K
XLV icon
57
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$3.36M 0.47%
48,753
-12,631
-21% -$877K
GLW icon
58
Corning
GLW
$138B
$3.31M 0.46%
136,535
-15,224
-10% -$362K
IHI icon
59
iShares US Medical Devices ETF
IHI
$3.36B
$3.28M 0.46%
147,864
-28,380
-16% -$644K
DIS icon
60
Walt Disney
DIS
$170B
$3.28M 0.46%
31,454
+24,714
+367% +$2.41M
INTC icon
61
Intel
INTC
$508B
$3.23M 0.45%
88,930
-16,906
-16% -$605K
IBB icon
62
iShares Biotechnology ETF
IBB
$9.38B
$3.16M 0.44%
35,697
-8,619
-19% -$784K
HON icon
63
Honeywell
HON
$79B
$2.91M 0.41%
27,848
-2,003
-7% -$204K
IJR icon
64
iShares Core S&P Small-Cap ETF
IJR
$114B
$2.85M 0.4%
41,476
-36,180
-47% -$2.33M
VB icon
65
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$2.84M 0.4%
22,032
+4,061
+23% +$504K
IVV icon
66
iShares Core S&P 500 ETF
IVV
$902B
$2.83M 0.4%
12,591
+2,054
+19% +$451K
GM icon
67
General Motors
GM
$77.5B
$2.8M 0.39%
80,419
-12,324
-13% -$414K
GOOG icon
68
Alphabet (Google) Class C
GOOG
$4.62T
$2.77M 0.39%
71,760
-11,140
-13% -$434K
LBTYA icon
69
Liberty Global Class A
LBTYA
$3.74B
$2.68M 0.38%
87,680
-13,150
-13% -$415K
NOC icon
70
Northrop Grumman
NOC
$78.5B
$2.19M 0.31%
9,416
-1,318
-12% -$306K
PDP icon
71
Invesco Dorsey Wright Momentum ETF
PDP
$1.52B
$2.04M 0.29%
48,612
-27,798
-36% -$1.16M
DJP icon
72
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$777M
$2.02M 0.28%
83,290
-22,785
-21% -$539K
HDV
73
iShares Core High Dividend ETF
HDV
$14.8B
$1.86M 0.26%
113,030
-104,335
-48% -$1.68M
FEX icon
74
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$1.79M 0.25%
36,640
+400
+1% +$19K
HAWK
75
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$1.75M 0.24%
46,322
– –
1 2
3
4 5

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Baker Avenue Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Baker Avenue Asset Management held 217 positions worth $714M, up 2.5% from $697M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management's Q4 2016 filing shows 29 new, 74 increased, 83 reduced and 17 closed positions. Its largest new stake was iShares TIPS Bond ETF: 49,906 shares worth $5.65M. The largest sale was iShares MSCI EAFE ETF, an estimated $16M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2016 buy was iShares TIPS Bond ETF: 49,906 shares worth $5.65M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Developed Markets ETF in Q4 2016, an estimated $13.3M increase.
  • Baker Avenue Asset Management's biggest Q4 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $16M.
  • Baker Avenue Asset Management fully exited Invesco Taxable Municipal Bond ETF in Q4 2016, selling an estimated $5.28M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $714M portfolio in Q4 2016.
  • Baker Avenue Asset Management opened 29 new positions and closed 17 in Q4 2016.
  • Baker Avenue Asset Management's portfolio value rose 2.5% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2016, filed 13 Feb 2017.