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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
51
iShares US Medical Devices ETF
IHI
$3.34B
$4.27M 0.61%
176,244
-28,428
-14% -$676K
SLB icon
52
SLB Ltd
SLB
$74.1B
$4.04M 0.58%
51,428
+17,641
+52% +$1.4M
INTC icon
53
Intel
INTC
$510B
$4M 0.57%
105,836
+86,217
+439% +$3.05M
XOM icon
54
ExxonMobil
XOM
$628B
$3.9M 0.56%
44,708
-4,077
-8% -$362K
IAI icon
55
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$3.72M 0.53%
+89,362
New +$3.57M
WY icon
56
Weyerhaeuser
WY
$18.6B
$3.7M 0.53%
115,931
+47,843
+70% +$1.51M
CSX icon
57
CSX Corp
CSX
$94.7B
$3.69M 0.53%
362,913
-34,041
-9% -$322K
DD icon
58
DuPont de Nemours
DD
$19.9B
$3.62M 0.52%
27,573
+9,990
+57% +$1.33M
GLW icon
59
Corning
GLW
$135B
$3.59M 0.52%
151,759
+33,189
+28% +$740K
HDV
60
iShares Core High Dividend ETF
HDV
$14.8B
$3.53M 0.51%
217,365
-126,065
-37% -$2.07M
SDY icon
61
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$3.52M 0.51%
41,761
+2,058
+5% +$175K
ACWV icon
62
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.35B
$3.51M 0.5%
46,067
-26,820
-37% -$2.06M
LBTYA icon
63
Liberty Global Class A
LBTYA
$3.61B
$3.45M 0.49%
+100,830
New +$3.2M
USB icon
64
US Bancorp
USB
$100B
$3.39M 0.49%
79,095
+33,980
+75% +$1.44M
PDP icon
65
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$3.24M 0.47%
76,410
-59,726
-44% -$2.55M
GOOG icon
66
Alphabet (Google) Class C
GOOG
$4.4T
$3.22M 0.46%
82,900
-700
-0.8% -$26.6K
HON icon
67
Honeywell
HON
$78.6B
$3.13M 0.45%
29,851
-2,720
-8% -$284K
GM icon
68
General Motors
GM
$78.2B
$2.95M 0.42%
92,743
-9,809
-10% -$306K
GS icon
69
Goldman Sachs
GS
$313B
$2.85M 0.41%
17,692
-654
-4% -$106K
VEA icon
70
Vanguard FTSE Developed Markets ETF
VEA
$234B
$2.69M 0.39%
71,859
+37,237
+108% +$1.37M
DJP icon
71
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$783M
$2.49M 0.36%
106,075
-8,640
-8% -$202K
XBI icon
72
State Street SPDR S&P Biotech ETF
XBI
$9.99B
$2.4M 0.34%
36,236
+9,415
+35% +$582K
NOC icon
73
Northrop Grumman
NOC
$79.2B
$2.3M 0.33%
10,734
-867
-7% -$188K
IVV icon
74
iShares Core S&P 500 ETF
IVV
$898B
$2.29M 0.33%
10,537
-728
-6% -$158K
CVX icon
75
Chevron
CVX
$371B
$2.25M 0.32%
21,879
-250
-1% -$25.5K
1 2
3
4 5

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Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.