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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
51
Costco
COST
$418B
$3.89M 0.54%
31,024
+3,576
+13% +$432K
SN
52
DELISTED
Sanchez Energy Corporation
SN
$3.73M 0.52%
142,071
+56,060
+65% +$1.78M
ADSK icon
53
Autodesk
ADSK
$50B
$3.68M 0.52%
66,814
+3,692
+6% +$202K
BAC icon
54
Bank of America
BAC
$443B
$3.65M 0.51%
214,127
+68,634
+47% +$1.09M
AMAT icon
55
Applied Materials
AMAT
$429B
$3.62M 0.51%
167,432
+26,147
+19% +$579K
SHOR
56
DELISTED
ShoreTel, Inc.
SHOR
$3.61M 0.51%
543,095
+9,134
+2% +$59.1K
BBWI icon
57
Bath & Body Works
BBWI
$4.18B
$3.6M 0.5%
66,398
-2,853
-4% -$144K
SDY icon
58
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$3.54M 0.5%
47,292
+7,462
+19% +$566K
FL
59
DELISTED
Foot Locker
FL
$3.54M 0.5%
63,665
+651
+1% +$34.2K
PRU icon
60
Prudential Financial
PRU
$41.3B
$3.49M 0.49%
39,643
+3,858
+11% +$345K
XRX icon
61
Xerox
XRX
$415M
$3.41M 0.48%
97,798
-10,000
-9% -$349K
AGN
62
DELISTED
Allergan plc
AGN
$3.41M 0.48%
14,124
+374
+3% +$83.7K
ATML
63
DELISTED
ATMEL CORP
ATML
$3.38M 0.47%
418,036
-6,822
-2% -$59K
RF icon
64
Regions Financial
RF
$27.4B
$3.37M 0.47%
336,009
+5,333
+2% +$54.4K
AET
65
DELISTED
Aetna Inc
AET
$3.3M 0.46%
40,713
+5,465
+16% +$445K
FLS icon
66
Flowserve
FLS
$10.1B
$3.29M 0.46%
46,636
+1,015
+2% +$75.2K
TFM
67
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$3.28M 0.46%
+93,790
New +$3.05M
FMC icon
68
FMC
FMC
$1.37B
$3.23M 0.45%
65,143
+21,864
+51% +$1.24M
NSC icon
69
Norfolk Southern
NSC
$76.8B
$3.22M 0.45%
28,826
+56
+0.2% +$5.94K
EMB icon
70
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$3.2M 0.45%
28,354
+4,874
+21% +$559K
ABB
71
DELISTED
ABB Ltd
ABB
$3.18M 0.44%
+141,780
New +$3.25M
JACK icon
72
Jack in the Box
JACK
$348M
$3.17M 0.44%
+46,473
New +$2.8M
HPQ icon
73
HP
HPQ
$26.2B
$3.13M 0.44%
194,311
+24,497
+14% +$397K
RIO icon
74
Rio Tinto
RIO
$164B
$3.13M 0.44%
63,553
+8,180
+15% +$452K
FDX icon
75
FedEx
FDX
$73.6B
$3.1M 0.43%
19,200
+2,530
+15% +$384K
1 2
3
4 5

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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.