We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
576
Norfolk Southern
NSC
$75.5B
$33.1K ﹤0.01%
168
-5
-3% -$1.08K
CRWD icon
577
CrowdStrike
CRWD
$229B
$32.6K ﹤0.01%
780
-1,060
-58% -$41.2K
PM icon
578
Philip Morris
PM
$293B
$32.4K ﹤0.01%
350
-676
-66% -$65.1K
IBB icon
579
iShares Biotechnology ETF
IBB
$9.8B
$32.3K ﹤0.01%
264
– –
AZPN
580
DELISTED
Aspen Technology Inc
AZPN
$32.1K ﹤0.01%
157
-71
-31% -$13.4K
HSBC icon
581
HSBC
HSBC
$354B
$32.1K ﹤0.01%
813
– –
TYL icon
582
Tyler Technologies
TYL
$13B
$32K ﹤0.01%
83
-2
-2% -$785
TD icon
583
Toronto Dominion Bank
TD
$202B
$31.8K ﹤0.01%
527
– –
VBR icon
584
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$31.5K ﹤0.01%
197
+1
+0.5% +$167
TM icon
585
Toyota
TM
$223B
$31.3K ﹤0.01%
174
– –
IEUS icon
586
iShares MSCI Europe Small-Cap ETF
IEUS
$183M
$31.2K ﹤0.01%
631
– –
SNY icon
587
Sanofi
SNY
$104B
$31.1K ﹤0.01%
579
-58
-9% -$3.09K
PAA icon
588
Plains All American Pipeline
PAA
$16.1B
$30.5K ﹤0.01%
1,990
– –
K
589
DELISTED
Kellanova
K
$30.2K ﹤0.01%
540
+363
+205% +$21.6K
IWP icon
590
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$30.1K ﹤0.01%
330
– –
ATVI
591
DELISTED
Activision Blizzard
ATVI
$30.1K ﹤0.01%
321
-290
-47% -$26.5K
HFRO
592
Highland Opportunities and Income Fund
HFRO
$407M
$29.8K ﹤0.01%
+3,710
New +$31.1K
ATO icon
593
Atmos Energy
ATO
$28.4B
$29.8K ﹤0.01%
282
+256
+985% +$29.9K
VXF icon
594
Vanguard Extended Market ETF
VXF
$31.8B
$29.8K ﹤0.01%
208
– –
PAUG icon
595
Innovator US Equity Power Buffer ETF August
PAUG
$935M
$29.8K ﹤0.01%
959
– –
FVD icon
596
First Trust Value Line Dividend Fund
FVD
$8.36B
$29.7K ﹤0.01%
795
– –
TMUS icon
597
T-Mobile US
TMUS
$188B
$29.3K ﹤0.01%
209
+81
+63% +$11.2K
GRMN
598
Garmin
GRMN
$60B
$29.2K ﹤0.01%
278
+14
+5% +$1.47K
MDEV icon
599
First Trust Indxx Medical Devices ETF
MDEV
$3.15M
$29.2K ﹤0.01%
1,621
– –
ERIC icon
600
Ericsson
ERIC
$32.9B
$28.8K ﹤0.01%
5,921
– –
22 23
24
25 26

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return
AUB
Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.