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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
476
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$71.4K ﹤0.01%
+988
New +$73.1K
APAM icon
477
Artisan Partners
APAM
$3B
$71.2K ﹤0.01%
1,903
– –
T icon
478
AT&T
T
$165B
$70.6K ﹤0.01%
4,702
-13,158
-74% -$193K
IQV icon
479
IQVIA
IQV
$39.8B
$69.8K ﹤0.01%
355
+331
+1,379% +$71.9K
CGW icon
480
Invesco S&P Global Water Index ETF
CGW
$1.07B
$69.8K ﹤0.01%
+1,500
New +$75.4K
FSK icon
481
FS KKR Capital
FSK
$3.37B
$69.5K ﹤0.01%
3,530
– –
DAL icon
482
Delta Air Lines
DAL
$58.7B
$68.2K ﹤0.01%
1,844
-409
-18% -$17.8K
EQIX icon
483
Equinix
EQIX
$103B
$67.5K ﹤0.01%
93
-916
-91% -$709K
SPEM icon
484
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$67.1K ﹤0.01%
2,000
– –
NVO
485
Novo Nordisk
NVO
$211B
$67.1K ﹤0.01%
738
– –
NVDA icon
486
PUT
NVIDIA
NVDA
$5.27T
$66.1K ﹤0.01%
1,520,000
-60,000
-4% -$2.69M
STE icon
487
Steris
STE
$23.3B
$66K ﹤0.01%
301
– –
BTI icon
488
British American Tobacco
BTI
$123B
$66K ﹤0.01%
2,101
+149
+8% +$4.91K
LPX icon
489
Louisiana-Pacific
LPX
$5.2B
$65.7K ﹤0.01%
1,189
– –
IWS icon
490
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$64.3K ﹤0.01%
616
– –
PGR icon
491
Progressive
PGR
$124B
$64.2K ﹤0.01%
461
-135
-23% -$17.8K
GDV icon
492
Gabelli Dividend & Income Trust
GDV
$2.67B
$62.9K ﹤0.01%
3,236
+236
+8% +$4.93K
LIT icon
493
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$61.8K ﹤0.01%
1,120
+3
+0.3% +$183
RGEN icon
494
Repligen
RGEN
$9.21B
$61.5K ﹤0.01%
387
-19
-5% -$3.11K
BBJP icon
495
JPMorgan BetaBuilders Japan ETF
BBJP
$18.7B
$59.5K ﹤0.01%
1,185
+1,097
+1,247% +$56.4K
ESTA icon
496
Establishment Labs
ESTA
$2.21B
$58.9K ﹤0.01%
+1,200
New +$71.7K
SWK icon
497
Stanley Black & Decker
SWK
$15.5B
$58.5K ﹤0.01%
700
-37
-5% -$3.43K
IWY icon
498
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$58.3K ﹤0.01%
+379
New +$60.5K
SPY icon
499
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$58.1K ﹤0.01%
136,000
-152,000
-53% -$67.6M
KYN icon
500
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$57.2K ﹤0.01%
6,800
– –
18 19
20
21 22

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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.