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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
26
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$19.8M 0.99%
349,913
+14,635
+4% +$864K
ICVT icon
27
iShares Convertible Bond ETF
ICVT
$7.35B
$19.5M 0.98%
262,625
+25,605
+11% +$1.95M
JCI icon
28
Johnson Controls International
JCI
$92.2B
$18.2M 0.91%
342,881
+157,297
+85% +$9.71M
AMAT icon
29
Applied Materials
AMAT
$428B
$17.2M 0.86%
124,537
-792
-0.6% -$114K
CAT icon
30
Caterpillar
CAT
$387B
$17M 0.85%
62,440
-2,490
-4% -$675K
EWW icon
31
iShares MSCI Mexico ETF
EWW
$1.99B
$16.2M 0.81%
278,927
+16,170
+6% +$1M
SHYG icon
32
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$16.2M 0.81%
393,738
-74,536
-16% -$3.08M
EMB icon
33
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$15.3M 0.77%
185,957
+7,879
+4% +$672K
RSP icon
34
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$14.5M 0.73%
102,340
+2,865
+3% +$428K
RSPT icon
35
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$14.3M 0.72%
507,525
+5,825
+1% +$170K
FCX icon
36
Freeport-McMoran
FCX
$97.5B
$14.1M 0.71%
379,301
+7,500
+2% +$302K
SGOV icon
37
iShares 0-3 Month Treasury Bond ETF
SGOV
$100B
$13.4M 0.67%
132,963
+131,807
+11,402% +$13.2M
META icon
38
Meta Platforms (Facebook)
META
$1.51T
$13.1M 0.66%
43,748
-393
-0.9% -$118K
GE icon
39
GE Aerospace
GE
$384B
$12.9M 0.64%
146,028
-9,860
-6% -$886K
LRCX icon
40
Lam Research
LRCX
$390B
$12.4M 0.62%
198,320
-3,350
-2% -$220K
UPS icon
41
United Parcel Service
UPS
$88.9B
$12.4M 0.62%
79,325
-64,096
-45% -$11.1M
ABBV icon
42
AbbVie
ABBV
$435B
$12.4M 0.62%
82,927
+2,616
+3% +$384K
ORCL icon
43
Oracle
ORCL
$423B
$12.2M 0.61%
115,102
-257
-0.2% -$29.7K
MRVL icon
44
Marvell Technology
MRVL
$196B
$12.1M 0.61%
224,151
+8,239
+4% +$486K
LIN icon
45
Linde
LIN
$226B
$12.1M 0.61%
32,498
-339
-1% -$129K
MRSH
46
Marsh
MRSH
$91.5B
$11.9M 0.6%
62,630
+462
+0.7% +$88.5K
UBS icon
47
UBS Group
UBS
$176B
$11.8M 0.59%
477,945
+5,105
+1% +$119K
CRM icon
48
Salesforce
CRM
$158B
$11.5M 0.57%
56,589
+34,443
+156% +$7.44M
NFLX icon
49
Netflix
NFLX
$309B
$11.1M 0.56%
294,620
-1,170
-0.4% -$49.6K
EWJ icon
50
iShares MSCI Japan ETF
EWJ
$23B
$10.7M 0.54%
177,379
+6,465
+4% +$399K
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.