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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.75B
AUM Growth
-$16.2M
Cap. Flow
+$8.31M
Cap. Flow %
0.48%
Top 10 Hldgs %
31.88%
Holding
282
New
44
Increased
116
Reduced
74
Closed
28

Top Buys

Rank Stock Value
1
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$2.93M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.91M
3
BND icon
Vanguard Total Bond Market
BND
+$2.84M
4
LVS icon
Las Vegas Sands
LVS
+$2.74M
5
BABA icon
Alibaba
BABA
+$2.62M

Top Sells

Rank Stock Value
1
WDAY icon
Workday
WDAY
+$5.41M
2
META icon
Meta Platforms (Facebook)
META
+$2.97M
3
AMAT icon
Applied Materials
AMAT
+$2.07M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.77M

Sector Composition

Rank Sector Weight
1 Technology 12.25%
2 Consumer Discretionary 7.19%
3 Financials 5.56%
4 Industrials 5.23%
5 Consumer Staples 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQUA icon
26
JPMorgan US Quality Factor ETF
JQUA
$8.48B
$22M 1.26%
538,238
-4,410
-0.8% -$186K
ERIC icon
27
Ericsson
ERIC
$33.3B
$21.8M 1.25%
1,944,666
+121,134
+7% +$1.43M
IVV icon
28
iShares Core S&P 500 ETF
IVV
$902B
$21M 1.2%
48,791
-107
-0.2% -$47.4K
PH icon
29
Parker-Hannifin
PH
$135B
$20.8M 1.19%
74,233
+119
+0.2% +$35.4K
TGT icon
30
Target
TGT
$68B
$19.9M 1.14%
87,073
-854
-1% -$214K
SIVB
31
DELISTED
SVB Financial Group
SIVB
$18.8M 1.08%
29,085
+1,546
+6% +$896K
APD icon
32
Air Products & Chemicals
APD
$67.6B
$18.1M 1.03%
70,521
+480
+0.7% +$133K
HLT icon
33
Hilton Worldwide
HLT
$71.5B
$17.4M 0.99%
131,495
+548
+0.4% +$69.3K
XLY icon
34
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$15.7M 0.9%
174,796
-8,748
-5% -$795K
VCSH icon
35
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$15.5M 0.89%
187,724
+2,225
+1% +$184K
FPXI icon
36
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
$15.5M 0.89%
241,339
-5,570
-2% -$375K
SPY icon
37
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$15.2M 0.87%
35,500
-62,000
-64% -$27.3M
HYG icon
38
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$15M 0.86%
171,259
+5,440
+3% +$477K
MRSH
39
Marsh
MRSH
$91.5B
$14.7M 0.84%
96,892
-1,682
-2% -$254K
ABB
40
DELISTED
ABB Ltd
ABB
$14.6M 0.84%
438,343
-9,038
-2% -$328K
FLOT icon
41
iShares Floating Rate Bond ETF
FLOT
$10.3B
$13.8M 0.79%
271,008
+8,843
+3% +$449K
VV icon
42
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$13.7M 0.78%
68,206
-824
-1% -$170K
AMAT icon
43
Applied Materials
AMAT
$428B
$13.2M 0.75%
102,355
-15,253
-13% -$2.07M
EMB icon
44
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$12.8M 0.74%
116,738
+8,031
+7% +$902K
QQQ icon
45
PUT
Invesco QQQ Trust
QQQ
$484B
$12.7M 0.73%
+35,500
New +$13.1M
SCHW
46
Charles Schwab
SCHW
$187B
$12.6M 0.72%
173,415
-11,626
-6% -$830K
SCHX icon
47
Schwab US Large- Cap ETF
SCHX
$74.5B
$12.3M 0.7%
707,130
+33,534
+5% +$598K
EFV icon
48
iShares MSCI EAFE Value ETF
EFV
$29.4B
$12.3M 0.7%
241,029
-129
-0.1% -$6.68K
GE icon
49
GE Aerospace
GE
$384B
$12M 0.69%
186,547
+6,504
+4% +$418K
JCI icon
50
Johnson Controls International
JCI
$92.2B
$11M 0.63%
162,138
-2,814
-2% -$203K
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Baker Avenue Asset Management held 282 positions worth $1.75B, down 0.92% from $1.76B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Baker Avenue Asset Management's Q3 2021 filing shows 44 new, 116 increased, 74 reduced and 28 closed positions. Its largest new stake was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M. The largest sale was Workday, an estimated $5.41M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Baker Avenue Asset Management's largest Q3 2021 buy was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M.
  • Baker Avenue Asset Management added most to Invesco S&P 500 Equal Weight Technology ETF in Q3 2021, an estimated $2.93M increase.
  • Baker Avenue Asset Management's biggest Q3 2021 reduction was Meta Platforms (Facebook), cutting an estimated $2.97M.
  • Baker Avenue Asset Management fully exited Workday in Q3 2021, selling an estimated $5.41M.
  • Baker Avenue Asset Management's ten largest holdings make up 32% of its $1.75B portfolio in Q3 2021.
  • Baker Avenue Asset Management opened 44 new positions and closed 28 in Q3 2021.
  • Baker Avenue Asset Management's portfolio value fell 0.92% quarter-over-quarter to $1.75B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.