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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.15%
3 Industrials 2.36%
4 Healthcare 2.33%
5 Consumer Discretionary 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
26
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$11.8M 0.86%
71,395
-886
-1% -$141K
XLC icon
27
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$11.5M 0.83%
213,915
-352
-0.2% -$18.1K
RSPM icon
28
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$193M
$11.4M 0.82%
490,270
+52,710
+12% +$1.17M
SSD icon
29
Simpson Manufacturing
SSD
$8.12B
$10.9M 0.79%
136,000
-237,310
-64% -$18.5M
SCZ icon
30
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$10.8M 0.78%
173,607
+48,176
+38% +$2.89M
JPST icon
31
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$10.3M 0.75%
+205,000
New +$10.3M
IBM icon
32
IBM
IBM
$222B
$10M 0.73%
78,173
-979
-1% -$127K
VNQ icon
33
Vanguard Real Estate ETF
VNQ
$39.2B
$9.84M 0.71%
106,084
-640
-0.6% -$59.3K
CWB icon
34
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.72B
$9.6M 0.7%
173,053
-1,610
-0.9% -$86.7K
XLV icon
35
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$9.43M 0.68%
92,619
+2,897
+3% +$279K
FLOT icon
36
iShares Floating Rate Bond ETF
FLOT
$10.3B
$9.34M 0.68%
183,520
-416
-0.2% -$21.2K
ABBV icon
37
AbbVie
ABBV
$435B
$9.29M 0.67%
104,926
-3,527
-3% -$293K
EMB icon
38
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$9.06M 0.66%
79,095
-228
-0.3% -$25.8K
PGF icon
39
Invesco Financial Preferred ETF
PGF
$674M
$9M 0.65%
477,116
-501
-0.1% -$9.4K
XLF icon
40
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$8.55M 0.62%
277,819
-91,920
-25% -$2.7M
HYG icon
41
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$8.1M 0.59%
92,139
+353
+0.4% +$30.7K
AMGN icon
42
Amgen
AMGN
$220B
$8.08M 0.59%
33,502
-1,134
-3% -$250K
AMZN icon
43
Amazon
AMZN
$2.94T
$8.04M 0.58%
87,060
-3,200
-4% -$283K
XHB icon
44
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$7.95M 0.58%
174,726
-6,662
-4% -$301K
AMAT icon
45
Applied Materials
AMAT
$424B
$7.88M 0.57%
129,105
-17,531
-12% -$985K
IGV icon
46
iShares Expanded Tech-Software Sector ETF
IGV
$14.3B
$7.77M 0.56%
166,740
-6,560
-4% -$291K
XAR icon
47
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.38B
$7.76M 0.56%
71,108
-2,880
-4% -$311K
FVD icon
48
First Trust Value Line Dividend Fund
FVD
$8.37B
$7.21M 0.52%
200,138
-316
-0.2% -$11.1K
COP icon
49
ConocoPhillips
COP
$140B
$7.21M 0.52%
+110,824
New +$6.52M
VT icon
50
Vanguard Total World Stock ETF
VT
$79.2B
$7.08M 0.51%
87,409
-1,000
-1% -$77.8K
1
2
3 4 5

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.8% a quarter earlier, followed by Financials and Industrials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.