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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.21B
AUM Growth
+$59.4M
Cap. Flow
+$8.72M
Cap. Flow %
0.72%
Top 10 Hldgs %
29.24%
Holding
264
New
24
Increased
107
Reduced
94
Closed
14

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.5M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.82M
3
BND icon
Vanguard Total Bond Market
BND
+$5.65M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.89M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$4.83M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$46M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.86M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$4.63M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.44M
5
FCX icon
Freeport-McMoran
FCX
+$2.64M

Sector Composition

Rank Sector Weight
1 Technology 11.7%
2 Materials 4%
3 Healthcare 3.46%
4 Financials 3.21%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
26
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$15.5M 1.28%
264,278
+760
+0.3% +$43.3K
SCHW
27
Charles Schwab
SCHW
$188B
$14.7M 1.21%
298,510
-2,469
-0.8% -$126K
VB icon
28
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$13.2M 1.08%
80,976
+5
+0% +$809
AMAT icon
29
Applied Materials
AMAT
$424B
$13.1M 1.08%
340,190
+17,447
+5% +$772K
DD icon
30
DuPont de Nemours
DD
$19.9B
$12.7M 1.04%
77,720
+21,543
+38% +$3.71M
SCZ icon
31
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$12.6M 1.04%
201,727
+612
+0.3% +$38.2K
PFE icon
32
Pfizer
PFE
$147B
$12M 0.99%
287,296
+25,073
+10% +$965K
WY icon
33
Weyerhaeuser
WY
$18.6B
$11.2M 0.92%
346,803
+5,239
+2% +$182K
XLF icon
34
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$10.6M 0.87%
384,233
+6,561
+2% +$184K
XLE icon
35
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$10.1M 0.83%
266,916
+3,472
+1% +$130K
XAR icon
36
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.38B
$9.99M 0.82%
100,381
+290
+0.3% +$27.4K
IWC icon
37
iShares Micro-Cap ETF
IWC
$1.5B
$9.95M 0.82%
93,555
+3,549
+4% +$380K
VMW
38
DELISTED
VMware, Inc
VMW
$9.88M 0.81%
63,306
-1,192
-2% -$182K
EWJ icon
39
iShares MSCI Japan ETF
EWJ
$22.5B
$9.27M 0.76%
153,930
+6,791
+5% +$395K
IAI icon
40
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$8.89M 0.73%
142,913
+855
+0.6% +$55.6K
CWB icon
41
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.72B
$8.47M 0.7%
157,083
-4,857
-3% -$260K
BKLN icon
42
Invesco Senior Loan ETF
BKLN
$6.8B
$8.18M 0.67%
352,936
+34,333
+11% +$792K
AMGN icon
43
Amgen
AMGN
$220B
$8.02M 0.66%
38,672
+1,517
+4% +$299K
HYG icon
44
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$8.01M 0.66%
92,649
-894
-1% -$76.8K
AMZN icon
45
Amazon
AMZN
$2.94T
$7.91M 0.65%
78,940
-24,040
-23% -$2.26M
IWO icon
46
iShares Russell 2000 Growth ETF
IWO
$14.9B
$7.79M 0.64%
36,244
-21,713
-37% -$4.63M
SONY icon
47
Sony
SONY
$132B
$7.34M 0.6%
605,140
-133,885
-18% -$1.47M
HON icon
48
Honeywell
HON
$78.6B
$7.16M 0.59%
47,634
+364
+0.8% +$51.6K
PGF icon
49
Invesco Financial Preferred ETF
PGF
$674M
$7M 0.58%
384,689
+4,375
+1% +$80.4K
BABA icon
50
Alibaba
BABA
$308B
$6.95M 0.57%
42,152
+23,451
+125% +$4.15M
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2018 Portfolio in Review

As of Q3 2018, Baker Avenue Asset Management held 264 positions worth $1.21B, up 5.1% from $1.15B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Baker Avenue Asset Management's Q3 2018 filing shows 24 new, 107 increased, 94 reduced and 14 closed positions. Its largest new stake was United Parcel Service: 39,331 shares worth $4.59M. The largest sale was Simpson Manufacturing, an estimated $46M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Materials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2018 buy was United Parcel Service: 39,331 shares worth $4.59M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Emerging Markets ETF in Q3 2018, an estimated $11.5M increase.
  • Baker Avenue Asset Management's biggest Q3 2018 reduction was Simpson Manufacturing, cutting an estimated $46M.
  • Baker Avenue Asset Management fully exited Liberty Global Class A in Q3 2018, selling an estimated $2.34M.
  • Baker Avenue Asset Management's ten largest holdings make up 29% of its $1.21B portfolio in Q3 2018.
  • Baker Avenue Asset Management opened 24 new positions and closed 14 in Q3 2018.
  • Baker Avenue Asset Management's portfolio value rose 5.1% quarter-over-quarter to $1.21B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2018, filed 15 Nov 2018.