We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.04B
AUM Growth
+$149M
Cap. Flow
+$101M
Cap. Flow %
9.75%
Top 10 Hldgs %
32.48%
Holding
247
New
26
Increased
123
Reduced
61
Closed
16

Top Buys

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$42.8M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$14.9M
3
IBM icon
IBM
IBM
+$7.9M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$6.74M
5
IWC icon
iShares Micro-Cap ETF
IWC
+$6.61M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.81M
2
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$6.24M
3
IWB icon
iShares Russell 1000 ETF
IWB
+$5.92M
4
SLB icon
SLB Ltd
SLB
+$3.51M
5
BND icon
Vanguard Total Bond Market
BND
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 10.93%
2 Materials 7.59%
3 Financials 4.05%
4 Healthcare 3.47%
5 Industrials 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
26
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$11.4M 1.1%
176,325
-99,105
-36% -$6.24M
XLF icon
27
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$10.4M 1%
373,159
-18,817
-5% -$506K
VMW
28
DELISTED
VMware, Inc
VMW
$10.2M 0.98%
81,110
-393
-0.5% -$47.2K
AAPL icon
29
Apple
AAPL
$4.9T
$10.2M 0.98%
239,968
-5,128
-2% -$214K
WY icon
30
Weyerhaeuser
WY
$16.9B
$10.1M 0.98%
286,917
+9,812
+4% +$347K
IWO icon
31
iShares Russell 2000 Growth ETF
IWO
$14.4B
$9.04M 0.87%
48,395
+1,242
+3% +$227K
BSV icon
32
Vanguard Short-Term Bond ETF
BSV
$44.7B
$8.61M 0.83%
108,890
+82,055
+306% +$6.52M
SDY icon
33
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$8.15M 0.79%
86,238
+50,335
+140% +$4.72M
XLE icon
34
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$8.12M 0.78%
224,864
+37,304
+20% +$1.28M
CWB icon
35
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$7.89M 0.76%
155,920
+2,843
+2% +$146K
HYG icon
36
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$7.75M 0.75%
88,864
+2,417
+3% +$212K
PFE icon
37
Pfizer
PFE
$142B
$7.73M 0.75%
224,920
+8,963
+4% +$306K
DD icon
38
DuPont de Nemours
DD
$18.7B
$7.62M 0.73%
42,246
+1,217
+3% +$219K
ISTB icon
39
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$7.54M 0.73%
151,400
+134,780
+811% +$6.74M
IAI icon
40
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$7.52M 0.73%
119,856
+777
+0.7% +$46.4K
IWB icon
41
iShares Russell 1000 ETF
IWB
$47.9B
$7.45M 0.72%
50,135
-40,874
-45% -$5.92M
IWC icon
42
iShares Micro-Cap ETF
IWC
$1.45B
$7.04M 0.68%
73,516
+69,736
+1,845% +$6.61M
SONY icon
43
Sony
SONY
$134B
$6.85M 0.66%
761,865
-29,600
-4% -$254K
EMB icon
44
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$6.78M 0.65%
58,389
+3,868
+7% +$447K
PGF icon
45
Invesco Financial Preferred ETF
PGF
$676M
$6.69M 0.65%
354,658
+10,929
+3% +$207K
HON icon
46
Honeywell
HON
$76.7B
$6.63M 0.64%
47,874
+1,896
+4% +$254K
JNJ icon
47
Johnson & Johnson
JNJ
$617B
$6.55M 0.63%
46,862
+1,096
+2% +$153K
IWD icon
48
iShares Russell 1000 Value ETF
IWD
$81.8B
$6.52M 0.63%
52,428
+2,282
+5% +$277K
AMZN icon
49
Amazon
AMZN
$2.53T
$6.41M 0.62%
109,660
-1,360
-1% -$74.8K
TIP icon
50
iShares TIPS Bond ETF
TIP
$14.5B
$6.36M 0.61%
55,772
+1,337
+2% +$152K
1
2
3 4 5

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
CBUSF
Construction & Building Unions Superannuation Fund Melbourne, Australia $5.31B AUM 20.68% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return

Baker Avenue Asset Management's Q4 2017 Portfolio in Review

As of Q4 2017, Baker Avenue Asset Management held 247 positions worth $1.04B, up 17% from $888M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Baker Avenue Asset Management deployed $101M of net new capital in Q4 2017, opening 26 new positions and adding to 123 existing holdings. Its largest new stake was Akamai: 36,287 shares worth $2.36M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Materials and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.81M trimmed.

  • Baker Avenue Asset Management's largest Q4 2017 buy was Akamai: 36,287 shares worth $2.36M.
  • Baker Avenue Asset Management added most to Simpson Manufacturing in Q4 2017, an estimated $42.8M increase.
  • Baker Avenue Asset Management's biggest Q4 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.81M.
  • Baker Avenue Asset Management fully exited Flowserve in Q4 2017, selling an estimated $1.07M.
  • Baker Avenue Asset Management's ten largest holdings make up 32% of its $1.04B portfolio in Q4 2017.
  • Baker Avenue Asset Management opened 26 new positions and closed 16 in Q4 2017.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $1.04B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2017, filed 14 Feb 2018.