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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$888M
AUM Growth
+$135M
Cap. Flow
+$102M
Cap. Flow %
11.53%
Top 10 Hldgs %
31.23%
Holding
230
New
32
Increased
108
Reduced
64
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$14.5M
2
SSD icon
Simpson Manufacturing
SSD
+$9.57M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$8.16M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$6.6M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$6.3M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$1.63M
3
SIG icon
Signet Jewelers
SIG
+$861K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$852K
5
PI icon
Impinj
PI
+$811K

Sector Composition

Rank Sector Weight
1 Technology 10.22%
2 Financials 4.22%
3 Healthcare 3.54%
4 Materials 3.04%
5 Communication Services 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
26
Qualcomm
QCOM
$155B
$11M 1.23%
211,238
+13,576
+7% +$718K
SSD icon
27
Simpson Manufacturing
SSD
$7.72B
$10.5M 1.19%
+214,780
New +$9.57M
XLF icon
28
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$10.1M 1.14%
391,976
-6,277
-2% -$157K
AAPL icon
29
Apple
AAPL
$4.54T
$9.44M 1.06%
245,096
+11,912
+5% +$462K
WY icon
30
Weyerhaeuser
WY
$18B
$9.43M 1.06%
277,105
+5,950
+2% +$195K
VMW
31
DELISTED
VMware, Inc
VMW
$8.9M 1%
81,503
-769
-0.9% -$75.9K
IWO icon
32
iShares Russell 2000 Growth ETF
IWO
$14.3B
$8.44M 0.95%
47,153
+3,930
+9% +$668K
CWB icon
33
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$7.82M 0.88%
153,077
+15,058
+11% +$762K
HYG icon
34
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$7.67M 0.86%
86,447
+16,266
+23% +$1.44M
PFE icon
35
Pfizer
PFE
$143B
$7.32M 0.82%
215,957
+7,857
+4% +$253K
DD icon
36
DuPont de Nemours
DD
$18.5B
$7.19M 0.81%
41,029
+1,772
+5% +$296K
IAI icon
37
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$6.81M 0.77%
119,079
-1,210
-1% -$65.6K
PGF icon
38
Invesco Financial Preferred ETF
PGF
$677M
$6.52M 0.73%
343,729
+29,521
+9% +$562K
XLE icon
39
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$6.42M 0.72%
187,560
+16,278
+10% +$530K
AMGN icon
40
Amgen
AMGN
$208B
$6.36M 0.72%
34,096
+949
+3% +$168K
EMB icon
41
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$6.35M 0.71%
+54,521
New +$6.3M
TIP icon
42
iShares TIPS Bond ETF
TIP
$14.5B
$6.18M 0.7%
54,435
+2,366
+5% +$269K
JNJ icon
43
Johnson & Johnson
JNJ
$618B
$5.95M 0.67%
45,766
+49
+0.1% +$6.5K
IWD icon
44
iShares Russell 1000 Value ETF
IWD
$82.2B
$5.94M 0.67%
50,146
+7,041
+16% +$820K
SONY icon
45
Sony
SONY
$137B
$5.91M 0.67%
791,465
+3,335
+0.4% +$26.1K
HON icon
46
Honeywell
HON
$77B
$5.89M 0.66%
45,978
+809
+2% +$100K
BKLN icon
47
Invesco Senior Loan ETF
BKLN
$6.97B
$5.88M 0.66%
253,962
+9,935
+4% +$230K
IBM icon
48
IBM
IBM
$211B
$5.76M 0.65%
41,545
+2,442
+6% +$340K
JPM icon
49
JPMorgan Chase
JPM
$935B
$5.58M 0.63%
58,379
-2,501
-4% -$231K
IGSB icon
50
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$5.54M 0.62%
105,154
+6,054
+6% +$319K
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Baker Avenue Asset Management held 230 positions worth $888M, up 18% from $753M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management deployed $102M of net new capital in Q3 2017, opening 32 new positions and adding to 108 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $5.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2017 buy was Vanguard FTSE Emerging Markets ETF: 335,334 shares worth $14.6M.
  • Baker Avenue Asset Management added most to iShares Russell 3000 ETF in Q3 2017, an estimated $8.16M increase.
  • Baker Avenue Asset Management's biggest Q3 2017 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.9M.
  • Baker Avenue Asset Management fully exited Signet Jewelers in Q3 2017, selling an estimated $861K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $888M portfolio in Q3 2017.
  • Baker Avenue Asset Management opened 32 new positions and closed 9 in Q3 2017.
  • Baker Avenue Asset Management's portfolio value rose 18% quarter-over-quarter to $888M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.