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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$17.4M
Cap. Flow
+$8.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.55%
Holding
217
New
29
Increased
74
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.3M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.6M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.59M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.48M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$12.4M
3
VT icon
Vanguard Total World Stock ETF
VT
+$11.7M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$5.28M
5
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 10.39%
2 Financials 4.66%
3 Healthcare 3%
4 Communication Services 2.05%
5 Energy 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
26
Vanguard Morningstar Large-Cap ETF
VV
$53B
$8.45M 1.18%
82,541
+25,413
+44% +$2.54M
XLE icon
27
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
$6.93M 0.97%
184,020
+15,836
+9% +$573K
CWB icon
28
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$6.76M 0.95%
147,985
+3,722
+3% +$170K
AAPL icon
29
Apple
AAPL
$4.49T
$6.71M 0.94%
231,656
-64,940
-22% -$1.84M
VMW
30
DELISTED
VMware, Inc
VMW
$6.64M 0.93%
84,330
+13,440
+19% +$1.04M
IWO icon
31
iShares Russell 2000 Growth ETF
IWO
$14.6B
$6.36M 0.89%
41,320
+11,618
+39% +$1.73M
PFE icon
32
Pfizer
PFE
$142B
$6.28M 0.88%
203,832
+32,650
+19% +$997K
HYG icon
33
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$6.25M 0.88%
72,267
+2,800
+4% +$241K
WY icon
34
Weyerhaeuser
WY
$18.1B
$6.02M 0.84%
200,039
+84,108
+73% +$2.59M
IAI icon
35
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.35B
$5.93M 0.83%
119,777
+30,415
+34% +$1.39M
PGF icon
36
Invesco Financial Preferred ETF
PGF
$676M
$5.7M 0.8%
317,487
+11,982
+4% +$220K
TIP icon
37
iShares TIPS Bond ETF
TIP
$14.5B
$5.65M 0.79%
+49,906
New +$5.7M
BKLN icon
38
Invesco Senior Loan ETF
BKLN
$6.78B
$5.63M 0.79%
+241,144
New +$5.59M
DD icon
39
DuPont de Nemours
DD
$18.8B
$5.63M 0.79%
38,844
+11,271
+41% +$1.57M
EMB icon
40
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$5.51M 0.77%
49,966
+3,005
+6% +$337K
IBM icon
41
IBM
IBM
$212B
$5.41M 0.76%
34,080
-1,879
-5% -$286K
JPM icon
42
JPMorgan Chase
JPM
$940B
$5.37M 0.75%
62,175
-14,821
-19% -$1.13M
AMGN icon
43
Amgen
AMGN
$206B
$4.96M 0.69%
33,928
-5,695
-14% -$857K
IWD icon
44
iShares Russell 1000 Value ETF
IWD
$82.6B
$4.88M 0.68%
43,606
+1,862
+4% +$201K
AMZN icon
45
Amazon
AMZN
$3.07T
$4.66M 0.65%
124,200
-13,380
-10% -$524K
JNJ icon
46
Johnson & Johnson
JNJ
$607B
$4.54M 0.64%
39,377
-2,760
-7% -$319K
XLB icon
47
State Street Materials Select Sector SPDR ETF
XLB
$8.31B
$4.42M 0.62%
178,042
-34,086
-16% -$827K
SONY icon
48
Sony
SONY
$133B
$4.42M 0.62%
788,075
-200,425
-20% -$1.22M
XLY icon
49
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$4.23M 0.59%
104,000
-10,310
-9% -$416K
CSX icon
50
CSX Corp
CSX
$93B
$3.79M 0.53%
316,833
-46,080
-13% -$517K
1
2
3 4 5

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Baker Avenue Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Baker Avenue Asset Management held 217 positions worth $714M, up 2.5% from $697M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management's Q4 2016 filing shows 29 new, 74 increased, 83 reduced and 17 closed positions. Its largest new stake was iShares TIPS Bond ETF: 49,906 shares worth $5.65M. The largest sale was iShares MSCI EAFE ETF, an estimated $16M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2016 buy was iShares TIPS Bond ETF: 49,906 shares worth $5.65M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Developed Markets ETF in Q4 2016, an estimated $13.3M increase.
  • Baker Avenue Asset Management's biggest Q4 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $16M.
  • Baker Avenue Asset Management fully exited Invesco Taxable Municipal Bond ETF in Q4 2016, selling an estimated $5.28M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $714M portfolio in Q4 2016.
  • Baker Avenue Asset Management opened 29 new positions and closed 17 in Q4 2016.
  • Baker Avenue Asset Management's portfolio value rose 2.5% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2016, filed 13 Feb 2017.