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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$697M
AUM Growth
+$32.3M
Cap. Flow
+$1.67M
Cap. Flow %
0.24%
Top 10 Hldgs %
36.04%
Holding
213
New
28
Increased
68
Reduced
76
Closed
25

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.52M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.01M
3
SCHW
Charles Schwab
SCHW
+$7.51M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$5.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M

Top Sells

Rank Stock Value
1
VT icon
Vanguard Total World Stock ETF
VT
+$15.2M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$14.7M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.7M
4
WFC icon
Wells Fargo
WFC
+$7.26M
5
GE icon
GE Aerospace
GE
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 10.89%
2 Financials 4.07%
3 Healthcare 3.09%
4 Communication Services 2.59%
5 Consumer Discretionary 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
26
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$6.69M 0.96%
144,263
+5,466
+4% +$249K
IWN icon
27
iShares Russell 2000 Value ETF
IWN
$14.5B
$6.68M 0.96%
63,822
+19,684
+45% +$2.02M
AMGN icon
28
Amgen
AMGN
$204B
$6.61M 0.95%
39,623
-8,962
-18% -$1.52M
SONY icon
29
Sony
SONY
$133B
$6.57M 0.94%
988,500
-237,725
-19% -$1.52M
HYG icon
30
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$6.06M 0.87%
69,467
+3,485
+5% +$300K
XLE icon
31
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$5.94M 0.85%
168,184
+1,058
+0.6% +$36.3K
PGF icon
32
Invesco Financial Preferred ETF
PGF
$676M
$5.82M 0.84%
305,505
+13,749
+5% +$265K
AMZN icon
33
Amazon
AMZN
$3.06T
$5.76M 0.83%
137,580
-32,580
-19% -$1.25M
VV icon
34
Vanguard Morningstar Large-Cap ETF
VV
$53.2B
$5.67M 0.81%
57,128
-1,017
-2% -$101K
VOD icon
35
Vodafone
VOD
$35.9B
$5.57M 0.8%
191,185
-5,660
-3% -$172K
EMB icon
36
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$5.5M 0.79%
46,961
+3,440
+8% +$401K
PFE icon
37
Pfizer
PFE
$143B
$5.5M 0.79%
171,182
+13,885
+9% +$464K
IBM icon
38
IBM
IBM
$213B
$5.46M 0.78%
35,959
-1,111
-3% -$169K
BAB icon
39
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$5.28M 0.76%
168,164
+11,711
+7% +$369K
IGOV icon
40
iShares International Treasury Bond ETF
IGOV
$1.53B
$5.26M 0.75%
104,692
+8,312
+9% +$416K
VMW
41
DELISTED
VMware, Inc
VMW
$5.2M 0.75%
+70,890
New +$4.99M
JPM icon
42
JPMorgan Chase
JPM
$937B
$5.13M 0.74%
76,996
+13,519
+21% +$881K
XLB icon
43
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$5.07M 0.73%
212,128
-57,126
-21% -$1.38M
JNJ icon
44
Johnson & Johnson
JNJ
$613B
$4.98M 0.71%
42,137
-3,796
-8% -$461K
IJR icon
45
iShares Core S&P Small-Cap ETF
IJR
$111B
$4.82M 0.69%
77,656
-54,448
-41% -$3.33M
XLY icon
46
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$4.58M 0.66%
114,310
-93,308
-45% -$3.76M
XLV icon
47
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$4.43M 0.64%
61,384
-9,667
-14% -$712K
IWO icon
48
iShares Russell 2000 Growth ETF
IWO
$14.6B
$4.42M 0.63%
29,702
+14,122
+91% +$2.06M
IWD icon
49
iShares Russell 1000 Value ETF
IWD
$82.6B
$4.41M 0.63%
41,744
+15,550
+59% +$1.64M
IBB icon
50
iShares Biotechnology ETF
IBB
$9.18B
$4.28M 0.61%
+44,316
New +$4.22M
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Baker Avenue Asset Management held 213 positions worth $697M, up 4.9% from $665M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Baker Avenue Asset Management's Q3 2016 filing shows 28 new, 68 increased, 76 reduced and 25 closed positions. Its largest new stake was Charles Schwab: 256,242 shares worth $8.09M. The largest sale was Vanguard Total World Stock ETF, an estimated $15.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2016 buy was Charles Schwab: 256,242 shares worth $8.09M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q3 2016, an estimated $8.52M increase.
  • Baker Avenue Asset Management's biggest Q3 2016 reduction was Vanguard Total World Stock ETF, cutting an estimated $15.2M.
  • Baker Avenue Asset Management fully exited GE Aerospace in Q3 2016, selling an estimated $4.8M.
  • Baker Avenue Asset Management's ten largest holdings make up 36% of its $697M portfolio in Q3 2016.
  • Baker Avenue Asset Management opened 28 new positions and closed 25 in Q3 2016.
  • Baker Avenue Asset Management's portfolio value rose 4.9% quarter-over-quarter to $697M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.