We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.9%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$696M
AUM Growth
+$128M
Cap. Flow
+$106M
Cap. Flow %
15.29%
Top 10 Hldgs %
40.69%
Holding
213
New
25
Increased
72
Reduced
68
Closed
36

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$24.1M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$18.9M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$11.8M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$5.68M

Top Sells

Rank Stock Value
1
IBM icon
IBM
IBM
+$5.71M
2
ALU
Alcatel-Lucent
ALU
+$3.68M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
NVS icon
Novartis
NVS
+$3.41M
5
ORCL icon
Oracle
ORCL
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 6.77%
3 Industrials 3.77%
4 Healthcare 3.29%
5 Materials 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
26
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$6.89M 0.99%
95,594
+68,152
+248% +$4.82M
QCOM icon
27
Qualcomm
QCOM
$171B
$6.32M 0.91%
126,431
+39,080
+45% +$2.08M
IHI icon
28
iShares US Medical Devices ETF
IHI
$3.36B
$6.01M 0.86%
294,228
+27,978
+11% +$560K
GS icon
29
Goldman Sachs
GS
$311B
$5.94M 0.85%
32,977
+512
+2% +$95.2K
HON icon
30
Honeywell
HON
$78.2B
$5.73M 0.82%
61,559
+7,260
+13% +$666K
PGF icon
31
Invesco Financial Preferred ETF
PGF
$676M
$5.68M 0.82%
301,619
+18,948
+7% +$351K
CWB icon
32
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$5.63M 0.81%
130,155
+7,488
+6% +$343K
FLOT icon
33
iShares Floating Rate Bond ETF
FLOT
$10.3B
$5.62M 0.81%
111,403
+6,062
+6% +$306K
GE icon
34
GE Aerospace
GE
$391B
$5.62M 0.81%
37,640
-5,030
-12% -$714K
JNJ icon
35
Johnson & Johnson
JNJ
$613B
$5.55M 0.8%
54,021
+5,551
+11% +$558K
DD icon
36
DuPont de Nemours
DD
$19.1B
$5.32M 0.76%
40,821
+1,166
+3% +$150K
XLG icon
37
Invesco S&P 500 Top 50 ETF
XLG
$11B
$5.27M 0.76%
364,290
+180,370
+98% +$2.6M
NOC icon
38
Northrop Grumman
NOC
$77.9B
$5.05M 0.73%
26,767
+3,042
+13% +$558K
VEU icon
39
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$5.04M 0.72%
116,218
+49,320
+74% +$2.21M
XLI icon
40
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.01M 0.72%
94,482
-9,426
-9% -$506K
XOM icon
41
ExxonMobil
XOM
$643B
$4.98M 0.72%
63,928
+10,838
+20% +$866K
TOTL icon
42
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$4.94M 0.71%
101,732
+6,554
+7% +$322K
JPM icon
43
JPMorgan Chase
JPM
$937B
$4.8M 0.69%
72,691
-6,307
-8% -$411K
VOD icon
44
Vodafone
VOD
$36.1B
$4.75M 0.68%
147,411
+24,641
+20% +$805K
HYG icon
45
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.71M 0.68%
58,511
+3,481
+6% +$289K
CSX icon
46
CSX Corp
CSX
$92.3B
$4.55M 0.65%
526,110
+40,530
+8% +$368K
WFC icon
47
Wells Fargo
WFC
$266B
$4.55M 0.65%
83,626
+13,734
+20% +$746K
XLY icon
48
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$4.32M 0.62%
+110,546
New +$4.39M
PRU icon
49
Prudential Financial
PRU
$42.7B
$4.21M 0.6%
51,674
+7,554
+17% +$624K
ORCL icon
50
Oracle
ORCL
$420B
$4.18M 0.6%
114,367
-83,675
-42% -$3.2M
1
2
3 4 5

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
CBUSF
Construction & Building Unions Superannuation Fund Melbourne, Australia $5.31B AUM 20.68% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return

Baker Avenue Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Baker Avenue Asset Management held 213 positions worth $696M, up 22% from $568M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Baker Avenue Asset Management deployed $106M of net new capital in Q4 2015, opening 25 new positions and adding to 72 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 422,233 shares worth $23.6M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $3.48M trimmed.

  • Baker Avenue Asset Management's largest Q4 2015 buy was iShares MSCI ACWI ETF: 422,233 shares worth $23.6M.
  • Baker Avenue Asset Management added most to iShares Russell 3000 ETF in Q4 2015, an estimated $5.68M increase.
  • Baker Avenue Asset Management's biggest Q4 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $3.48M.
  • Baker Avenue Asset Management fully exited IBM in Q4 2015, selling an estimated $5.71M.
  • Baker Avenue Asset Management's ten largest holdings make up 41% of its $696M portfolio in Q4 2015.
  • Baker Avenue Asset Management opened 25 new positions and closed 36 in Q4 2015.
  • Baker Avenue Asset Management's portfolio value rose 22% quarter-over-quarter to $696M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2015, filed 16 Feb 2016.