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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-6.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$568M
AUM Growth
-$184M
Cap. Flow
-$135M
Cap. Flow %
-23.76%
Top 10 Hldgs %
44.71%
Holding
271
New
28
Increased
67
Reduced
79
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$21.3M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$5.99M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.33M
4
QCOM icon
Qualcomm
QCOM
+$5.19M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.5M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$14.8M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$10.2M
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$9.83M
4
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$9.7M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.13M

Sector Composition

Rank Sector Weight
1 Technology 9.7%
2 Financials 7.47%
3 Industrials 4.44%
4 Healthcare 4.25%
5 Materials 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
26
Invesco Financial Preferred ETF
PGF
$676M
$5.16M 0.91%
282,671
+12,064
+4% +$221K
GE icon
27
GE Aerospace
GE
$391B
$5.16M 0.91%
42,670
+11,527
+37% +$1.41M
IAU icon
28
iShares Gold Trust
IAU
$63.3B
$4.95M 0.87%
229,411
-5,402
-2% -$117K
IHI icon
29
iShares US Medical Devices ETF
IHI
$3.36B
$4.94M 0.87%
266,250
+1,080
+0.4% +$21.7K
JPM icon
30
JPMorgan Chase
JPM
$950B
$4.82M 0.85%
78,998
+1,725
+2% +$113K
STI
31
DELISTED
SunTrust Banks, Inc.
STI
$4.81M 0.85%
125,836
-4,781
-4% -$200K
TOTL icon
32
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$4.71M 0.83%
95,178
-6
-0% -$297
QCOM icon
33
Qualcomm
QCOM
$171B
$4.69M 0.83%
+87,351
New +$5.19M
HON icon
34
Honeywell
HON
$78.9B
$4.62M 0.81%
54,299
+101
+0.2% +$9.19K
HYG icon
35
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.58M 0.81%
55,030
+746
+1% +$64.6K
JNJ icon
36
Johnson & Johnson
JNJ
$614B
$4.53M 0.8%
48,470
+1,871
+4% +$181K
CSX icon
37
CSX Corp
CSX
$94.5B
$4.35M 0.77%
485,580
+438,600
+934% +$4.3M
DD icon
38
DuPont de Nemours
DD
$19.3B
$4.26M 0.75%
39,655
+1,813
+5% +$210K
IVV icon
39
iShares Core S&P 500 ETF
IVV
$900B
$4.16M 0.73%
+21,568
New +$4.4M
PFE icon
40
Pfizer
PFE
$145B
$4.14M 0.73%
138,899
-15,371
-10% -$493K
BAC icon
41
Bank of America
BAC
$440B
$4.13M 0.73%
264,785
-13,918
-5% -$234K
XOM icon
42
ExxonMobil
XOM
$638B
$3.95M 0.69%
53,090
+49,930
+1,580% +$3.85M
IWV icon
43
iShares Russell 3000 ETF
IWV
$20.3B
$3.94M 0.69%
+34,580
New +$4.19M
NOC icon
44
Northrop Grumman
NOC
$78.4B
$3.94M 0.69%
23,725
-68
-0.3% -$11.4K
VOD icon
45
Vodafone
VOD
$36.3B
$3.9M 0.69%
122,770
-1,685
-1% -$59.9K
ALU
46
DELISTED
Alcatel-Lucent
ALU
$3.68M 0.65%
1,008,880
-84,685
-8% -$296K
WFC icon
47
Wells Fargo
WFC
$267B
$3.59M 0.63%
+69,892
New +$3.84M
NVS icon
48
Novartis
NVS
$291B
$3.41M 0.6%
41,396
-1,310
-3% -$117K
PRU icon
49
Prudential Financial
PRU
$42.9B
$3.36M 0.59%
44,120
-563
-1% -$47.2K
UPS icon
50
United Parcel Service
UPS
$92.7B
$3.28M 0.58%
33,264
-3,667
-10% -$362K
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Baker Avenue Asset Management held 271 positions worth $568M, down 24% from $752M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Baker Avenue Asset Management withdrew a net $135M in Q3 2015, closing 83 positions and reducing 79 holdings. Its most notable exit was Cisco, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in iShares Floating Rate Bond ETF worth $5.31M.

  • Baker Avenue Asset Management's largest Q3 2015 buy was iShares Floating Rate Bond ETF: 105,341 shares worth $5.31M.
  • Baker Avenue Asset Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2015, an estimated $21.3M increase.
  • Baker Avenue Asset Management's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $14.8M.
  • Baker Avenue Asset Management fully exited Cisco in Q3 2015, selling an estimated $7.63M.
  • Baker Avenue Asset Management's ten largest holdings make up 45% of its $568M portfolio in Q3 2015.
  • Baker Avenue Asset Management opened 28 new positions and closed 83 in Q3 2015.
  • Baker Avenue Asset Management's portfolio value fell 24% quarter-over-quarter to $568M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.