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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
26
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$5.1M 0.71%
134,743
+55,090
+69% +$2.15M
ABBV icon
27
AbbVie
ABBV
$433B
$4.94M 0.69%
85,541
+6,883
+9% +$382K
DATA
28
DELISTED
Tableau Software, Inc.
DATA
$4.93M 0.69%
67,862
+59,772
+739% +$3.92M
BAB icon
29
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$4.8M 0.67%
161,926
+27,136
+20% +$801K
PICB icon
30
Invesco International Corporate Bond ETF
PICB
$360M
$4.68M 0.66%
161,049
+16,854
+12% +$506K
MTG icon
31
MGIC Investment
MTG
$6.27B
$4.53M 0.63%
580,045
+182,046
+46% +$1.49M
MRK icon
32
Merck
MRK
$316B
$4.48M 0.63%
79,251
+1,907
+2% +$107K
VEU icon
33
Vanguard FTSE All-World ex-US ETF
VEU
$66.9B
$4.47M 0.63%
90,748
-8,387
-8% -$434K
STX icon
34
Seagate
STX
$189B
$4.46M 0.62%
77,858
-6,948
-8% -$411K
ERIC icon
35
Ericsson
ERIC
$33.1B
$4.42M 0.62%
350,776
-9,045
-3% -$112K
ITIP
36
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$4.38M 0.61%
94,675
+14,145
+18% +$684K
JNJ icon
37
Johnson & Johnson
JNJ
$613B
$4.37M 0.61%
41,001
+6,927
+20% +$718K
AAXJ icon
38
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.7B
$4.29M 0.6%
+70,050
New +$4.52M
HYG icon
39
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.22M 0.59%
45,901
+1,441
+3% +$135K
NVS icon
40
Novartis
NVS
$292B
$4.19M 0.59%
49,662
+106
+0.2% +$8.58K
IHI icon
41
iShares US Medical Devices ETF
IHI
$3.37B
$4.18M 0.58%
252,144
+51,666
+26% +$879K
BBY icon
42
Best Buy
BBY
$18B
$4.13M 0.58%
123,057
+8,024
+7% +$252K
PKB icon
43
Invesco Building & Construction ETF
PKB
$442M
$4.13M 0.58%
198,591
+3,162
+2% +$68.9K
AMGN icon
44
Amgen
AMGN
$204B
$4.11M 0.58%
29,286
+2,747
+10% +$359K
SGY
45
DELISTED
Stone Energy
SGY
$4.1M 0.57%
2,299
+1,165
+103% +$2.4M
URI icon
46
United Rentals
URI
$69.5B
$4.08M 0.57%
36,731
-464
-1% -$52.2K
AGN
47
DELISTED
Allergan Inc
AGN
$4.03M 0.56%
22,625
+19,095
+541% +$3.17M
GE icon
48
GE Aerospace
GE
$383B
$4M 0.56%
32,591
+14,471
+80% +$1.8M
GOOG icon
49
Alphabet (Google) Class C
GOOG
$4.56T
$3.98M 0.56%
137,436
+32,890
+31% +$951K
CSCO icon
50
Cisco
CSCO
$457B
$3.97M 0.56%
157,607
+136,924
+662% +$3.44M
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.