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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXON
451
Axon Enterprise
AXON
$46.4B
$80K ﹤0.01%
402
– –
PLTR icon
452
Palantir
PLTR
$413B
$79.8K ﹤0.01%
4,988
+4,838
+3,225% +$77.1K
DIA icon
453
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$79.7K ﹤0.01%
238
– –
RC
454
Ready Capital
RC
$308M
$79.4K ﹤0.01%
7,852
– –
QQQ icon
455
PUT
Invesco QQQ Trust
QQQ
$481B
$78.8K ﹤0.01%
220,000
-59,000
-21% -$21.9M
EGP icon
456
EastGroup Properties
EGP
$10.9B
$77.8K ﹤0.01%
467
+72
+18% +$12.8K
MRO
457
DELISTED
Marathon Oil Corporation
MRO
$77.7K ﹤0.01%
2,904
+2,000
+221% +$51.7K
CSX icon
458
CSX Corp
CSX
$93.1B
$77.6K ﹤0.01%
2,525
-295
-10% -$9.35K
CW icon
459
Curtiss-Wright
CW
$25.5B
$77.1K ﹤0.01%
394
+37
+10% +$7.33K
KAI icon
460
Kadant
KAI
$3.99B
$76.5K ﹤0.01%
339
– –
SR icon
461
Spire
SR
$4.85B
$75.5K ﹤0.01%
1,334
-10
-0.7% -$607
VGSH icon
462
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$74.8K ﹤0.01%
1,299
– –
EEM icon
463
iShares MSCI Emerging Markets ETF
EEM
$30B
$74.7K ﹤0.01%
1,968
– –
GEHC icon
464
GE HealthCare
GEHC
$32.4B
$74.6K ﹤0.01%
1,096
+34
+3% +$2.47K
CUE icon
465
Cue Biopharma
CUE
$114M
$74.5K ﹤0.01%
1,079
– –
TSCO icon
466
Tractor Supply
TSCO
$18B
$74.3K ﹤0.01%
1,830
+100
+6% +$4.33K
VDE icon
467
Vanguard Energy ETF
VDE
$9.84B
$73.9K ﹤0.01%
583
-37
-6% -$4.53K
USMV icon
468
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$73.8K ﹤0.01%
1,019
+65
+7% +$4.85K
FCTR icon
469
First Trust Lunt US Factor Rotation ETF
FCTR
$55.7M
$73.2K ﹤0.01%
2,973
– –
ORI icon
470
Old Republic International
ORI
$10.4B
$73.2K ﹤0.01%
2,718
+89
+3% +$2.4K
DOCU
471
DocuSign
DOCU
$11.5B
$72.9K ﹤0.01%
1,737
-19,291
-92% -$946K
EWX icon
472
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$72.8K ﹤0.01%
1,362
– –
WDAY icon
473
Workday
WDAY
$44.4B
$72.2K ﹤0.01%
336
-210
-38% -$48.7K
MKL icon
474
Markel Group
MKL
$23.2B
$72.2K ﹤0.01%
49
– –
PNI
475
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$71.8K ﹤0.01%
11,183
– –
17 18
19
20 21

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KKRC
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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.