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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
426
Yum! Brands
YUM
$41.1B
$100K 0.01%
801
+4
+0.5% +$526
CHTR icon
427
Charter Communications
CHTR
$18.2B
$98.1K ﹤0.01%
223
-1
-0.4% -$416
TBT icon
428
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$305M
$98K ﹤0.01%
2,500
– –
ENB icon
429
Enbridge
ENB
$112B
$97.7K ﹤0.01%
2,943
+2,380
+423% +$84.5K
SONY icon
430
Sony
SONY
$138B
$97.7K ﹤0.01%
5,925
-50
-0.8% -$873
LULU icon
431
lululemon athletica
LULU
$14.6B
$96.8K ﹤0.01%
251
+25
+11% +$9.55K
GT icon
432
Goodyear
GT
$1.85B
$94.6K ﹤0.01%
7,609
– –
EOS
433
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$94.5K ﹤0.01%
5,500
– –
CLF icon
434
Cleveland-Cliffs
CLF
$6.99B
$94.3K ﹤0.01%
6,032
– –
EDIV icon
435
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$93.9K ﹤0.01%
3,155
– –
GD icon
436
General Dynamics
GD
$106B
$93.9K ﹤0.01%
425
+51
+14% +$11.3K
TEL icon
437
TE Connectivity
TEL
$62.6B
$93.8K ﹤0.01%
759
-23
-3% -$3.08K
VIS icon
438
Vanguard Industrials ETF
VIS
$8.48B
$91.8K ﹤0.01%
471
-139
-23% -$28.5K
SIRI icon
439
SiriusXM
SIRI
$10.1B
$90.8K ﹤0.01%
2,009
– –
XEL icon
440
Xcel Energy
XEL
$48.8B
$90.7K ﹤0.01%
1,585
+1,506
+1,906% +$90.5K
PBA icon
441
Pembina Pipeline
PBA
$27.6B
$90.2K ﹤0.01%
3,000
– –
QCLN icon
442
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$90.1K ﹤0.01%
2,114
-2,474
-54% -$121K
FCOM icon
443
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$89.3K ﹤0.01%
2,250
– –
GNTX icon
444
Gentex
GNTX
$5.07B
$86.3K ﹤0.01%
2,653
– –
IWV icon
445
iShares Russell 3000 ETF
IWV
$20.4B
$84.3K ﹤0.01%
344
-61
-15% -$15.6K
PRU icon
446
Prudential Financial
PRU
$41.8B
$83.9K ﹤0.01%
884
+158
+22% +$14.9K
SPGI icon
447
S&P Global
SPGI
$120B
$83.7K ﹤0.01%
229
+1
+0.4% +$393
BMY icon
448
Bristol-Myers Squibb
BMY
$132B
$83.6K ﹤0.01%
1,441
-174
-11% -$10.7K
IYK icon
449
iShares US Consumer Staples ETF
IYK
$1.43B
$81.1K ﹤0.01%
1,305
-513
-28% -$33.9K
FTNT icon
450
Fortinet
FTNT
$117B
$80.5K ﹤0.01%
1,371
-10,154
-88% -$672K
16 17
18
19 20

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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.