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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.85B
AUM Growth
+$182M
Cap. Flow
+$145M
Cap. Flow %
7.83%
Top 10 Hldgs %
30.65%
Holding
1,780
New
227
Increased
460
Reduced
372
Closed
169

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$15.2M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$13.1M
3
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$11.4M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$10.2M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$17.4M
2
FRC
First Republic Bank
FRC
+$15M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$13.4M
4
SCHW
Charles Schwab
SCHW
+$12.7M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 16.01%
2 Industrials 6.33%
3 Consumer Discretionary 5.79%
4 Financials 5.57%
5 Healthcare 2.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYF icon
376
iShares New York Muni Bond ETF
NYF
$1.41B
$143K 0.01%
2,670
– –
COUR icon
377
Coursera
COUR
$1.54B
$143K 0.01%
12,387
-35
-0.3% -$453
TECL icon
378
Direxion Daily Technology Bull 3x ETF
TECL
$6.21B
$143K 0.01%
3,837
– –
MKL icon
379
Markel Group
MKL
$23.2B
$142K 0.01%
111
– –
ESBA icon
380
Empire State Realty Series ES
ESBA
$1.34B
$140K 0.01%
+21,666
New +$153K
IWP icon
381
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$139K 0.01%
1,530
+1,200
+364% +$107K
BDX icon
382
Becton Dickinson
BDX
$48.2B
$139K 0.01%
562
-13
-2% -$3.18K
IJS icon
383
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$138K 0.01%
1,471
+1,462
+16,244% +$143K
NOC icon
384
Northrop Grumman
NOC
$81.2B
$137K 0.01%
297
-1,009
-77% -$468K
SPLV icon
385
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$136K 0.01%
2,187
+1,942
+793% +$121K
IBM icon
386
IBM
IBM
$224B
$134K 0.01%
1,025
-3,748
-79% -$501K
XNTK icon
387
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$133K 0.01%
+1,100
New +$123K
EMR icon
388
Emerson Electric
EMR
$88.3B
$132K 0.01%
1,520
+1,379
+978% +$121K
SHE icon
389
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$131K 0.01%
1,578
– –
LMT icon
390
Lockheed Martin
LMT
$136B
$130K 0.01%
275
-172
-38% -$80.7K
MTUM icon
391
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$129K 0.01%
927
+356
+62% +$50.2K
PM icon
392
Philip Morris
PM
$295B
$128K 0.01%
1,320
+914
+225% +$91.1K
CBRE icon
393
CBRE Group
CBRE
$42.9B
$128K 0.01%
1,762
-51
-3% -$4.17K
ESGE icon
394
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$128K 0.01%
4,068
+270
+7% +$8.56K
ACWX icon
395
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$127K 0.01%
2,614
– –
IJJ icon
396
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$127K 0.01%
1,237
+256
+26% +$27.4K
TDC icon
397
Teradata
TDC
$2.55B
$127K 0.01%
3,153
– –
VEU icon
398
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$127K 0.01%
2,371
– –
KLAC icon
399
KLA
KLAC
$259B
$126K 0.01%
3,150
+40
+1% +$1.58K
VGIT icon
400
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$126K 0.01%
2,097
-303
-13% -$17.9K
14 15
16
17 18

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Baker Avenue Asset Management's Q1 2023 Portfolio in Review

As of Q1 2023, Baker Avenue Asset Management held 1,780 positions worth $1.85B, up 11% from $1.67B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management deployed $145M of net new capital in Q1 2023, opening 227 new positions and adding to 460 existing holdings. Its largest new stake was Invesco S&P 500 Equal Weight Consumer Discretionary ETF: 58,773 shares worth $2.5M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 13% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $17.4M trimmed.

  • Baker Avenue Asset Management's largest Q1 2023 buy was Invesco S&P 500 Equal Weight Consumer Discretionary ETF: 58,773 shares worth $2.5M.
  • Baker Avenue Asset Management added most to iShares Convertible Bond ETF in Q1 2023, an estimated $15.2M increase.
  • Baker Avenue Asset Management's biggest Q1 2023 reduction was iShares Floating Rate Bond ETF, cutting an estimated $17.4M.
  • Baker Avenue Asset Management fully exited iShares Core International Aggregate Bond Fund in Q1 2023, selling an estimated $13.4M.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $1.85B portfolio in Q1 2023.
  • Baker Avenue Asset Management opened 227 new positions and closed 169 in Q1 2023.
  • Baker Avenue Asset Management's portfolio value rose 11% quarter-over-quarter to $1.85B.

Based on Baker Avenue Asset Management's 13F filing for Q1 2023, filed 16 May 2023.