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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$722M
AUM Growth
+$7.25M
Cap. Flow
-$9.82M
Cap. Flow %
-1.36%
Top 10 Hldgs %
37.18%
Holding
326
New
60
Increased
86
Reduced
79
Closed
73

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$15.9M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.8M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.77M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$9.64M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.2M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$10.7M
4
IDV icon
iShares International Select Dividend ETF
IDV
+$10.4M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.67M

Sector Composition

Rank Sector Weight
1 Technology 11.01%
2 Financials 6.22%
3 Healthcare 4.89%
4 Energy 3.97%
5 Consumer Discretionary 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLGX
301
DELISTED
Corelogic, Inc.
CLGX
– –
-7,424
Closed -$201K
RP
302
DELISTED
RealPage, Inc.
RP
– –
-13,000
Closed -$202K
JMEI
303
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
– –
-1,250
Closed -$294K
CBPX
304
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
– –
-12,680
Closed -$185K
FINL
305
DELISTED
Finish Line
FINL
– –
-17,700
Closed -$443K
MON
306
DELISTED
Monsanto Co
MON
– –
-2,600
Closed -$293K
NVDQ
307
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-12,230
Closed -$155K
ISIL
308
DELISTED
Intersil Corp
ISIL
– –
-27,300
Closed -$388K
LGF
309
DELISTED
Lions Gate Entertainment
LGF
– –
-12,500
Closed -$412K
ITIP
310
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
– –
-94,675
Closed -$4.38M
TFM
311
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-93,790
Closed -$3.28M
NKY
312
DELISTED
PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX
NKY
– –
-15,000
Closed -$263K
GDP
313
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-26,846
Closed -$398K
CYNI
314
DELISTED
CYAN INC COM
CYNI
– –
-34,514
Closed -$108K
IGTE
315
DELISTED
IGATE CORPORATION
IGTE
– –
-13,734
Closed -$504K
VVTV
316
DELISTED
VALUEVISION MEDIA INC
VVTV
– –
-54,800
Closed -$281K
EOX
317
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-1,750
Closed -$215K
CA
318
DELISTED
CA, Inc.
CA
– –
-10,000
Closed -$279K
GSP
319
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
– –
-240,186
Closed -$7.15M
WLL
320
DELISTED
Whiting Petroleum Corporation
WLL
– –
-10
Closed -$233K
SGY
321
DELISTED
Stone Energy
SGY
– –
-2,299
Closed -$4.1M
TIVO
322
DELISTED
TIVO INC
TIVO
– –
-20,000
Closed -$256K
ARMH
323
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-4,660
Closed -$204K
9 10 11 12
13

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Baker Avenue Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Baker Avenue Asset Management held 326 positions worth $722M, up 1% from $714M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Baker Avenue Asset Management's Q4 2014 filing shows 60 new, 86 increased, 79 reduced and 73 closed positions. Its largest new stake was iShares S&P 100 ETF: 243,808 shares worth $22.2M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2014 buy was iShares S&P 100 ETF: 243,808 shares worth $22.2M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q4 2014, an estimated $9.1M increase.
  • Baker Avenue Asset Management's biggest Q4 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Baker Avenue Asset Management fully exited Vanguard FTSE Emerging Markets ETF in Q4 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 37% of its $722M portfolio in Q4 2014.
  • Baker Avenue Asset Management opened 60 new positions and closed 73 in Q4 2014.
  • Baker Avenue Asset Management's portfolio value rose 1% quarter-over-quarter to $722M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.