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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$722M
AUM Growth
+$7.25M
Cap. Flow
-$9.82M
Cap. Flow %
-1.36%
Top 10 Hldgs %
37.18%
Holding
326
New
60
Increased
86
Reduced
79
Closed
73

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$15.9M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.8M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.77M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$9.64M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.2M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$10.7M
4
IDV icon
iShares International Select Dividend ETF
IDV
+$10.4M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.67M

Sector Composition

Rank Sector Weight
1 Technology 11.01%
2 Financials 6.22%
3 Healthcare 4.89%
4 Energy 3.97%
5 Consumer Discretionary 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILF icon
276
iShares Latin America 40 ETF
ILF
$3.8B
– –
-168,920
Closed -$6.23M
IYT icon
277
iShares US Transportation ETF
IYT
$2.27B
– –
-15,776
Closed -$595K
LULU icon
278
lululemon athletica
LULU
$14.2B
– –
-7,520
Closed -$316K
MSFT icon
279
Microsoft
MSFT
$3.71T
– –
-4,625
Closed -$214K
MTG icon
280
MGIC Investment
MTG
$6.21B
– –
-580,045
Closed -$4.53M
MTRX icon
281
Matrix Service
MTRX
$330M
– –
-10,000
Closed -$241K
MWA icon
282
Mueller Water Products
MWA
$4.24B
– –
-30,530
Closed -$253K
NSC icon
283
Norfolk Southern
NSC
$76.9B
– –
-28,826
Closed -$3.22M
PANW icon
284
Palo Alto Networks
PANW
$293B
– –
-28,260
Closed -$462K
PICB icon
285
Invesco International Corporate Bond ETF
PICB
$360M
– –
-161,049
Closed -$4.68M
PKB icon
286
Invesco Building & Construction ETF
PKB
$446M
– –
-198,591
Closed -$4.13M
RF icon
287
Regions Financial
RF
$26.8B
– –
-336,009
Closed -$3.37M
RH icon
288
RH
RH
$3.56B
– –
-3,000
Closed -$239K
RIO icon
289
Rio Tinto
RIO
$162B
– –
-63,553
Closed -$3.13M
RMBS icon
290
Rambus
RMBS
$10.6B
– –
-11,670
Closed -$146K
SANW
291
DELISTED
S&W Seed Co
SANW
– –
-1,133
Closed -$91K
SHOE
292
Shoe Station Group
SHOE
$425M
– –
-26,200
Closed -$233K
SGOL icon
293
abrdn Physical Gold Shares ETF
SGOL
$7.25B
– –
-19,750
Closed -$234K
TDC icon
294
Teradata
TDC
$2.54B
– –
-11,240
Closed -$471K
TIP icon
295
iShares TIPS Bond ETF
TIP
$14.5B
– –
-54,233
Closed -$6.08M
VWO icon
296
Vanguard FTSE Emerging Markets ETF
VWO
$123B
– –
-268,588
Closed -$11.2M
ICPT
297
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-1,000
Closed -$237K
TWTR
298
DELISTED
Twitter, Inc.
TWTR
– –
-7,225
Closed -$373K
CTXS
299
DELISTED
Citrix Systems Inc
CTXS
– –
-6,731
Closed -$382K
AUTO
300
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-13,280
Closed -$114K
9 10 11
12
13

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Baker Avenue Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Baker Avenue Asset Management held 326 positions worth $722M, up 1% from $714M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Baker Avenue Asset Management's Q4 2014 filing shows 60 new, 86 increased, 79 reduced and 73 closed positions. Its largest new stake was iShares S&P 100 ETF: 243,808 shares worth $22.2M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2014 buy was iShares S&P 100 ETF: 243,808 shares worth $22.2M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q4 2014, an estimated $9.1M increase.
  • Baker Avenue Asset Management's biggest Q4 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Baker Avenue Asset Management fully exited Vanguard FTSE Emerging Markets ETF in Q4 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 37% of its $722M portfolio in Q4 2014.
  • Baker Avenue Asset Management opened 60 new positions and closed 73 in Q4 2014.
  • Baker Avenue Asset Management's portfolio value rose 1% quarter-over-quarter to $722M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.