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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUFN icon
276
iShares MSCI Europe Financials ETF
EUFN
$4.26B
– –
-12,050
Closed -$297K
FEP icon
277
First Trust Europe AlphaDEX Fund
FEP
$531M
– –
-301,013
Closed -$10.4M
FNX icon
278
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
– –
-5,400
Closed -$289K
FRO icon
279
Frontline
FRO
$8.81B
– –
-5,000
Closed -$73K
FXI icon
280
iShares China Large-Cap ETF
FXI
$4.29B
– –
-29,660
Closed -$1.1M
GDX icon
281
VanEck Gold Miners ETF
GDX
$25.6B
– –
-18,700
Closed -$495K
GGME icon
282
Invesco Next Gen Media and Gaming ETF
GGME
$45.4M
– –
-132,769
Closed -$3.36M
GNW icon
283
Genworth Financial
GNW
$3.72B
– –
-20,000
Closed -$348K
GRPN icon
284
Groupon
GRPN
$955M
– –
-829
Closed -$110K
HIMX
285
Himax Technologies
HIMX
$2.4B
– –
-53,320
Closed -$366K
HYS icon
286
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-40,515
Closed -$4.33M
IBB icon
287
iShares Biotechnology ETF
IBB
$9.53B
– –
-6,750
Closed -$578K
IDGT icon
288
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$511M
– –
-15,500
Closed -$544K
IJK icon
289
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
– –
-5,560
Closed -$218K
JNPR
290
DELISTED
Juniper Networks
JNPR
– –
-91,043
Closed -$2.23M
MOO icon
291
VanEck Agribusiness ETF
MOO
$974M
– –
-84,518
Closed -$4.65M
MRVL icon
292
Marvell Technology
MRVL
$189B
– –
-15,500
Closed -$222K
NBIX icon
293
Neurocrine Biosciences
NBIX
$16.2B
– –
-17,980
Closed -$267K
NOV icon
294
NOV
NOV
$7.09B
– –
-59,203
Closed -$4.88M
NOW icon
295
ServiceNow
NOW
$121B
– –
-28,700
Closed -$356K
NVDA icon
296
NVIDIA
NVDA
$5.3T
– –
-566,000
Closed -$262K
OMC icon
297
Omnicom Group
OMC
$22.6B
– –
-43,037
Closed -$3.06M
SCZ icon
298
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
– –
-212,441
Closed -$11.2M
SF
299
Stifel
SF
$12.6B
– –
-114,208
Closed -$2.4M
SIVR icon
300
abrdn Physical Silver Shares ETF
SIVR
$4.29B
– –
-14,860
Closed -$309K
10 11
12
13 14

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KACA
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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.