BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $3.51B
This Quarter Return
-1.74%
1 Year Return
+16.86%
3 Year Return
+74%
5 Year Return
+115.89%
10 Year Return
+233.85%
AUM
$714M
AUM Growth
+$714M
Cap. Flow
+$31.6M
Cap. Flow %
4.43%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

1
BND icon
Vanguard Total Bond Market
BND
$22M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$18.3M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$11.2M
4
RWR icon
SPDR Dow Jones REIT ETF
RWR
$10.8M
5
ILF icon
iShares Latin America 40 ETF
ILF
$6.23M

Top Sells

1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
$11.2M
2
FEP icon
First Trust Europe AlphaDEX Fund
FEP
$10.4M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$10.1M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$10.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
$10M

Sector Composition

1 Technology 11.69%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.16%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLNX
276
DELISTED
Xilinx Inc
XLNX
– –
-11,000
Closed -$520K
TSC
277
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-12,312
Closed -$174K
UMPQ
278
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-10,213
Closed -$183K
VYNT
279
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
– –
-10,654
Closed -$120K
CONN
280
DELISTED
Conn's Inc.
CONN
– –
-4,320
Closed -$213K
BCOV
281
DELISTED
Brightcove, Inc.
BCOV
– –
-40,260
Closed -$424K
WNC icon
282
Wabash National
WNC
$451M
– –
-20,860
Closed -$297K
VSS icon
283
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.63B
– –
-2,250
Closed -$250K
VIAV icon
284
Viavi Solutions
VIAV
$2.57B
– –
-34,965
Closed -$436K
UPBD icon
285
Upbound Group
UPBD
$1.44B
– –
-7,700
Closed -$221K
TSM icon
286
TSMC
TSM
$1.2T
– –
-122,870
Closed -$2.63M
TROX icon
287
Tronox
TROX
$659M
– –
-7,880
Closed -$212K
TBT icon
288
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
– –
-8,610
Closed -$523K
SIVR icon
289
abrdn Physical Silver Shares ETF
SIVR
$2.54B
– –
-14,860
Closed -$309K
SF icon
290
Stifel
SF
$11.6B
– –
-50,759
Closed -$2.4M
SCZ icon
291
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.6B
– –
-212,441
Closed -$11.2M
OMC icon
292
Omnicom Group
OMC
$15B
– –
-43,037
Closed -$3.07M
NVDA icon
293
NVIDIA
NVDA
$4.15T
– –
-14,150
Closed -$262K
NOW icon
294
ServiceNow
NOW
$191B
– –
-5,740
Closed -$356K
NOV icon
295
NOV
NOV
$4.82B
– –
-59,203
Closed -$4.88M
NBIX icon
296
Neurocrine Biosciences
NBIX
$13.5B
– –
-17,980
Closed -$267K
MRVL icon
297
Marvell Technology
MRVL
$53.7B
– –
-15,500
Closed -$222K
EUFN icon
298
iShares MSCI Europe Financials ETF
EUFN
$4.32B
– –
-12,050
Closed -$297K
FEP icon
299
First Trust Europe AlphaDEX Fund
FEP
$330M
– –
-301,013
Closed -$10.4M
TW
300
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-29,685
Closed -$3.09M
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