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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$2B
AUM Growth
+$12M
Cap. Flow
-$16.3M
Cap. Flow %
-0.82%
Top 10 Hldgs %
31.13%
Holding
1,760
New
184
Increased
538
Reduced
337
Closed
169

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$13.2M
2
JCI icon
Johnson Controls International
JCI
+$9.71M
3
CRM icon
Salesforce
CRM
+$7.44M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.25M
5
AFL icon
Aflac
AFL
+$5.75M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$11.1M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$10.8M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.29M
4
PYPL icon
PayPal
PYPL
+$5.25M
5
GLW icon
Corning
GLW
+$5.16M

Sector Composition

Rank Sector Weight
1 Technology 16.09%
2 Industrials 6.05%
3 Consumer Discretionary 5.75%
4 Financials 5.17%
5 Energy 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
251
Vanguard Dividend Appreciation ETF
VIG
$114B
$560K 0.03%
3,604
+659
+22% +$107K
MCD icon
252
McDonald's
MCD
$195B
$543K 0.03%
2,060
-104
-5% -$29.7K
EFA icon
253
iShares MSCI EAFE ETF
EFA
$80.2B
$541K 0.03%
7,843
– –
EPD icon
254
Enterprise Products Partners
EPD
$81.7B
$537K 0.03%
+19,620
New +$525K
OKTA icon
255
Okta
OKTA
$25.8B
$530K 0.03%
525,057
+55
+0% +$4.17K
JEPI icon
256
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$529K 0.03%
9,875
+127
+1% +$7K
JD icon
257
JD.com
JD
$44.5B
$528K 0.03%
18,137
– –
HACK icon
258
Amplify Cybersecurity ETF
HACK
$2.91B
$516K 0.03%
10,000
– –
PEP icon
259
PepsiCo
PEP
$190B
$510K 0.03%
3,011
-742
-20% -$135K
TOST icon
260
Toast
TOST
$19.9B
$506K 0.03%
27,000
-6,040
-18% -$131K
DFS
261
DELISTED
Discover Financial Services
DFS
$505K 0.03%
5,833
-15,977
-73% -$1.59M
ICLN icon
262
iShares Global Clean Energy ETF
ICLN
$2.1B
$504K 0.03%
34,488
-112
-0.3% -$1.88K
BHP icon
263
BHP
BHP
$230B
$500K 0.03%
8,793
-7,585
-46% -$443K
CBAY
264
DELISTED
Cymabay Therapeutics
CBAY
$489K 0.02%
32,800
-20,000
-38% -$265K
SYK icon
265
Stryker
SYK
$130B
$471K 0.02%
1,722
+19
+1% +$5.45K
VOX icon
266
Vanguard Communication Services ETF
VOX
$5.85B
$458K 0.02%
4,355
+245
+6% +$26.5K
SUB icon
267
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$455K 0.02%
4,424
– –
SOHU
268
Sohu.com
SOHU
$357M
$439K 0.02%
46,569
– –
APD icon
269
Air Products & Chemicals
APD
$67.6B
$436K 0.02%
1,539
-57
-4% -$16.7K
SCHB icon
270
Schwab US Broad Market ETF
SCHB
$44.9B
$435K 0.02%
26,205
– –
ESGD icon
271
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$433K 0.02%
6,268
+88
+1% +$6.34K
SPAB icon
272
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$433K 0.02%
17,791
-18,017
-50% -$449K
VUG icon
273
Vanguard Morningstar Growth ETF
VUG
$230B
$419K 0.02%
9,240
-54
-0.6% -$2.55K
LNT icon
274
Alliant Energy
LNT
$18B
$414K 0.02%
8,551
+9
+0.1% +$466
MATW icon
275
Matthews International
MATW
$739M
$413K 0.02%
10,603
– –
9 10
11
12 13

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KKRC
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Baker Avenue Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Baker Avenue Asset Management held 1,760 positions worth $2B, up 0.61% from $1.99B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Baker Avenue Asset Management's Q3 2023 filing shows 184 new, 538 increased, 337 reduced and 169 closed positions. Its largest new stake was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M. The largest sale was United Parcel Service, an estimated $11.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Baker Avenue Asset Management's largest Q3 2023 buy was Global X US Infrastructure Development ETF: 67,333 shares worth $2.05M.
  • Baker Avenue Asset Management added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $13.2M increase.
  • Baker Avenue Asset Management's biggest Q3 2023 reduction was United Parcel Service, cutting an estimated $11.1M.
  • Baker Avenue Asset Management fully exited NIO in Q3 2023, selling an estimated $187K.
  • Baker Avenue Asset Management's ten largest holdings make up 31% of its $2B portfolio in Q3 2023.
  • Baker Avenue Asset Management opened 184 new positions and closed 169 in Q3 2023.
  • Baker Avenue Asset Management's portfolio value rose 0.61% quarter-over-quarter to $2B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2023, filed 15 Nov 2023.