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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.75B
AUM Growth
-$16.2M
Cap. Flow
+$8.31M
Cap. Flow %
0.48%
Top 10 Hldgs %
31.88%
Holding
282
New
44
Increased
116
Reduced
74
Closed
28

Top Buys

Rank Stock Value
1
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$2.93M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.91M
3
BND icon
Vanguard Total Bond Market
BND
+$2.84M
4
LVS icon
Las Vegas Sands
LVS
+$2.74M
5
BABA icon
Alibaba
BABA
+$2.62M

Top Sells

Rank Stock Value
1
WDAY icon
Workday
WDAY
+$5.41M
2
META icon
Meta Platforms (Facebook)
META
+$2.97M
3
AMAT icon
Applied Materials
AMAT
+$2.07M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.77M

Sector Composition

Rank Sector Weight
1 Technology 12.25%
2 Consumer Discretionary 7.19%
3 Financials 5.56%
4 Industrials 5.23%
5 Consumer Staples 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRB icon
251
H&R Block
HRB
$5.86B
$205K 0.01%
+8,209
New +$205K
QCLN icon
252
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$205K 0.01%
+3,290
New +$215K
GSK icon
253
GSK
GSK
$106B
$201K 0.01%
+4,216
New +$212K
XBI icon
254
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$201K 0.01%
1,606
– –
ACWI icon
255
iShares MSCI ACWI ETF
ACWI
$33.4B
– –
-5,549
Closed -$561K
AGGY icon
256
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
– –
-14,005
Closed -$731K
BIZD icon
257
VanEck BDC Income ETF
BIZD
$1.69B
– –
-48,819
Closed -$837K
CCI icon
258
Crown Castle
CCI
$32.2B
– –
-1,305
Closed -$254K
CHD icon
259
Church & Dwight Co
CHD
$24.5B
– –
-2,364
Closed -$201K
CSCO icon
260
Cisco
CSCO
$479B
– –
-6,373
Closed -$337K
DGRO icon
261
iShares Core Dividend Growth ETF
DGRO
$43.6B
– –
-10,698
Closed -$538K
DGRW icon
262
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
– –
-7,849
Closed -$468K
DLS icon
263
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
– –
-11,183
Closed -$835K
EDIV icon
264
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
– –
-27,620
Closed -$828K
FIVN icon
265
FIVE9
FIVN
$2.54B
– –
-2,960
Closed -$542K
GLD icon
266
CALL
SPDR Gold Trust
GLD
$142B
– –
-20,100
Closed -$3.33M
GRMN
267
Garmin
GRMN
$60B
– –
-1,981
Closed -$286K
MDLZ icon
268
Mondelez International
MDLZ
$79.9B
– –
-3,319
Closed -$207K
NAN icon
269
Nuveen New York Quality Municipal Income Fund
NAN
$373M
– –
-11,024
Closed -$166K
NMTC icon
270
NeuroOne Medical Technologies
NMTC
$14.2M
– –
-29,895
Closed -$1.19M
NOBL icon
271
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-20,082
Closed -$910K
PNI
272
PIMCO New York Municipal Income Fund II
PNI
$77.7M
– –
-11,183
Closed -$134K
PSA icon
273
Public Storage
PSA
$61.3B
– –
-945
Closed -$284K
REM icon
274
iShares Mortgage Real Estate ETF
REM
$543M
– –
-20,215
Closed -$750K
SIRI icon
275
SiriusXM
SIRI
$10.1B
– –
-2,000
Closed -$130K
8 9 10
11
12

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Baker Avenue Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Baker Avenue Asset Management held 282 positions worth $1.75B, down 0.92% from $1.76B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Baker Avenue Asset Management's Q3 2021 filing shows 44 new, 116 increased, 74 reduced and 28 closed positions. Its largest new stake was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M. The largest sale was Workday, an estimated $5.41M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Baker Avenue Asset Management's largest Q3 2021 buy was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M.
  • Baker Avenue Asset Management added most to Invesco S&P 500 Equal Weight Technology ETF in Q3 2021, an estimated $2.93M increase.
  • Baker Avenue Asset Management's biggest Q3 2021 reduction was Meta Platforms (Facebook), cutting an estimated $2.97M.
  • Baker Avenue Asset Management fully exited Workday in Q3 2021, selling an estimated $5.41M.
  • Baker Avenue Asset Management's ten largest holdings make up 32% of its $1.75B portfolio in Q3 2021.
  • Baker Avenue Asset Management opened 44 new positions and closed 28 in Q3 2021.
  • Baker Avenue Asset Management's portfolio value fell 0.92% quarter-over-quarter to $1.75B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.