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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-14.18%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$839M
AUM Growth
-$541M
Cap. Flow
-$355M
Cap. Flow %
-42.31%
Top 10 Hldgs %
62.32%
Holding
268
New
18
Increased
41
Reduced
122
Closed
72

Top Buys

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$170M
2
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$9.73M
3
AAPL icon
Apple
AAPL
+$4.85M
4
LHX icon
L3Harris
LHX
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.41M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$31.5M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$29.4M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$27.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$23.8M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.5M

Sector Composition

Rank Sector Weight
1 Materials 17.49%
2 Technology 7.11%
3 Healthcare 2.17%
4 Financials 2.11%
5 Consumer Discretionary 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
251
Sherwin-Williams
SHW
$88.1B
– –
-5,907
Closed -$1.15M
SHYG icon
252
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
– –
-4,611
Closed -$214K
SIRI icon
253
SiriusXM
SIRI
$9.72B
– –
-2,000
Closed -$143K
SPHD icon
254
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
– –
-6,000
Closed -$264K
SPLV icon
255
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
– –
-114,214
Closed -$6.66M
TDIV icon
256
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
– –
-52,377
Closed -$2.26M
VBR icon
257
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
– –
-6,554
Closed -$898K
VIG icon
258
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-3,845
Closed -$479K
VNQI icon
259
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
– –
-12,517
Closed -$739K
VTV icon
260
Vanguard Morningstar Value ETF
VTV
$192B
– –
-9,205
Closed -$1.1M
XAR icon
261
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.56B
– –
-71,108
Closed -$7.76M
XHB icon
262
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
– –
-174,726
Closed -$7.95M
XLB icon
263
State Street Materials Select Sector SPDR ETF
XLB
$8.68B
– –
-95,238
Closed -$2.92M
XLE icon
264
State Street Energy Select Sector SPDR ETF
XLE
$38.9B
– –
-198,438
Closed -$5.96M
XLI icon
265
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
– –
-3,425
Closed -$279K
CONN
266
DELISTED
Conn's Inc.
CONN
– –
-22,500
Closed -$278K
JPS
267
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-69,234
Closed -$694K
WORK
268
DELISTED
Slack Technologies, Inc.
WORK
– –
-10,405
Closed -$233K
7 8 9 10
11

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Baker Avenue Asset Management's Q1 2020 Portfolio in Review

As of Q1 2020, Baker Avenue Asset Management held 268 positions worth $839M, down 39% from $1.38B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Baker Avenue Asset Management withdrew a net $355M in Q1 2020, closing 72 positions and reducing 122 holdings. Its most notable exit was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $9.6M position sold in full.

By sector, the portfolio is most concentrated in Materials at 17% of assets, up from 1.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Baker Avenue Asset Management opened a new position in JPMorgan US Quality Factor ETF worth $8.31M.

  • Baker Avenue Asset Management's largest Q1 2020 buy was JPMorgan US Quality Factor ETF: 325,728 shares worth $8.31M.
  • Baker Avenue Asset Management added most to Simpson Manufacturing in Q1 2020, an estimated $170M increase.
  • Baker Avenue Asset Management's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $31.5M.
  • Baker Avenue Asset Management fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q1 2020, selling an estimated $9.6M.
  • Baker Avenue Asset Management's ten largest holdings make up 62% of its $839M portfolio in Q1 2020.
  • Baker Avenue Asset Management opened 18 new positions and closed 72 in Q1 2020.
  • Baker Avenue Asset Management's portfolio value fell 39% quarter-over-quarter to $839M.

Based on Baker Avenue Asset Management's 13F filing for Q1 2020, filed 14 May 2020.