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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.15%
3 Industrials 2.36%
4 Healthcare 2.33%
5 Consumer Discretionary 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
251
Abbott
ABT
$187B
– –
-2,735
Closed -$228K
AMD icon
252
Advanced Micro Devices
AMD
$789B
– –
-10,300
Closed -$298K
CAT icon
253
Caterpillar
CAT
$387B
– –
-2,329
Closed -$294K
CIEN icon
254
Ciena
CIEN
$58.4B
– –
-18,376
Closed -$720K
CL icon
255
Colgate-Palmolive
CL
$74.4B
– –
-3,524
Closed -$259K
CTXR icon
256
Citius Pharmaceuticals
CTXR
$18.7M
– –
-3,715
Closed -$70K
DPZ icon
257
Domino's
DPZ
$11.6B
– –
-3,900
Closed -$953K
DRI icon
258
Darden Restaurants
DRI
$24.4B
– –
-12,363
Closed -$1.46M
FANG icon
259
Diamondback Energy
FANG
$52.7B
– –
-9,130
Closed -$820K
FATE icon
260
Fate Therapeutics
FATE
$326M
– –
-20,000
Closed -$310K
FR icon
261
First Industrial Realty Trust
FR
$8.44B
– –
-7,067
Closed -$279K
KO icon
262
Coca-Cola
KO
$375B
– –
-7,160
Closed -$389K
LMT icon
263
Lockheed Martin
LMT
$136B
– –
-603
Closed -$235K
MGNX icon
264
MacroGenics
MGNX
$257M
– –
-10,000
Closed -$127K
PG icon
265
Procter & Gamble
PG
$339B
– –
-14,064
Closed -$1.75M
ROKU icon
266
Roku
ROKU
$22.7B
– –
-13,000
Closed -$1.32M
SAGE
267
DELISTED
Sage Therapeutics
SAGE
– –
-2,100
Closed -$294K
SDG icon
268
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
– –
-75,698
Closed -$4.42M
SYK icon
269
Stryker
SYK
$130B
– –
-1,510
Closed -$326K
TNA icon
270
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.46B
– –
-6,000
Closed -$334K
USB icon
271
US Bancorp
USB
$99.6B
– –
-5,409
Closed -$299K
WOLF icon
272
Wolfspeed
WOLF
$1.71B
– –
-34,301
Closed -$1.68M
XYL icon
273
Xylem
XYL
$28.1B
– –
-21,435
Closed -$1.71M
BCOV
274
DELISTED
Brightcove, Inc.
BCOV
– –
-77,680
Closed -$814K
SRNE
275
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-10,000
Closed -$21K
7 8 9 10
11

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.8% a quarter earlier, followed by Financials and Industrials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.