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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBPX
251
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$185K 0.03%
12,680
-2,170
-15% -$32.2K
HNSN
252
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$176K 0.02%
14,909
+3,000
+25% +$36.3K
ARCT icon
253
Arcturus Therapeutics
ARCT
$173M
$161K 0.02%
1,487
-684
-32% -$89.1K
NVDQ
254
DELISTED
Novadaq Technologies Inc.
NVDQ
$155K 0.02%
12,230
– –
RMBS icon
255
Rambus
RMBS
$10.6B
$146K 0.02%
11,670
-10,470
-47% -$132K
HBAN icon
256
Huntington Bancshares
HBAN
$35.1B
$143K 0.02%
+14,660
New +$144K
ARAY icon
257
Accuray
ARAY
$33.8M
$130K 0.02%
17,890
-21,810
-55% -$177K
AUTO
258
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$114K 0.02%
13,280
-1,130
-8% -$11K
OESX icon
259
Orion Energy Systems
OESX
$71.9M
$113K 0.02%
+2,120
New +$103K
CYNI
260
DELISTED
CYAN INC COM
CYNI
$108K 0.02%
34,514
-6,100
-15% -$22.7K
CNTY icon
261
Century Casinos
CNTY
$33.5M
$92K 0.01%
18,000
-16,800
-48% -$90.4K
SANW
262
DELISTED
S&W Seed Co
SANW
$91K 0.01%
1,133
– –
PSLV icon
263
Sprott Physical Silver Trust
PSLV
$12.8B
$74K 0.01%
10,760
– –
AMD icon
264
Advanced Micro Devices
AMD
$799B
– –
-866,504
Closed -$3.63M
AMRN
265
Amarin Corp
AMRN
$301M
– –
-3,175
Closed -$112K
ATEN icon
266
A10 Networks
ATEN
$1.99B
– –
-33,810
Closed -$450K
BANR icon
267
Banner Corp
BANR
$2.4B
– –
-11,340
Closed -$449K
CECO icon
268
Ceco Environmental
CECO
$4.01B
– –
-12,930
Closed -$202K
CHRD icon
269
Chord Energy
CHRD
$7.46B
– –
-4,290
Closed -$240K
CL icon
270
Colgate-Palmolive
CL
$74.1B
– –
-2,986
Closed -$204K
CMCO icon
271
Columbus McKinnon
CMCO
$599M
– –
-7,975
Closed -$216K
CROX icon
272
Crocs
CROX
$6.43B
– –
-13,600
Closed -$204K
CTSH icon
273
Cognizant
CTSH
$25.6B
– –
-4,502
Closed -$220K
DNOW icon
274
DNOW Inc
DNOW
$2.81B
– –
-19,284
Closed -$698K
EMN icon
275
Eastman Chemical
EMN
$8.4B
– –
-2,900
Closed -$253K
9 10
11
12 13

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KKRC
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KACA
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Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.