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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.75B
AUM Growth
-$16.2M
Cap. Flow
+$8.31M
Cap. Flow %
0.48%
Top 10 Hldgs %
31.88%
Holding
282
New
44
Increased
116
Reduced
74
Closed
28

Top Buys

Rank Stock Value
1
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$2.93M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.91M
3
BND icon
Vanguard Total Bond Market
BND
+$2.84M
4
LVS icon
Las Vegas Sands
LVS
+$2.74M
5
BABA icon
Alibaba
BABA
+$2.62M

Top Sells

Rank Stock Value
1
WDAY icon
Workday
WDAY
+$5.41M
2
META icon
Meta Platforms (Facebook)
META
+$2.97M
3
AMAT icon
Applied Materials
AMAT
+$2.07M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.77M

Sector Composition

Rank Sector Weight
1 Technology 12.25%
2 Consumer Discretionary 7.19%
3 Financials 5.56%
4 Industrials 5.23%
5 Consumer Staples 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
226
3M
MMM
$94.3B
$265K 0.02%
+1,808
New +$293K
ADBE icon
227
Adobe
ADBE
$105B
$262K 0.02%
456
-76
-14% -$47.8K
NVS icon
228
Novartis
NVS
$297B
$257K 0.01%
+3,154
New +$284K
NYF icon
229
iShares New York Muni Bond ETF
NYF
$1.41B
$257K 0.01%
4,450
– –
CRM icon
230
Salesforce
CRM
$158B
$253K 0.01%
933
-373
-29% -$94.7K
MO icon
231
Altria Group
MO
$114B
$251K 0.01%
+5,528
New +$267K
CNQ icon
232
Canadian Natural Resources
CNQ
$93.8B
$246K 0.01%
+13,781
New +$227K
EEM icon
233
iShares MSCI Emerging Markets ETF
EEM
$30B
$246K 0.01%
4,902
-2,518
-34% -$131K
GILD icon
234
Gilead Sciences
GILD
$165B
$244K 0.01%
+3,500
New +$246K
SCHB icon
235
Schwab US Broad Market ETF
SCHB
$44.9B
$244K 0.01%
14,130
– –
LYB icon
236
LyondellBasell Industries
LYB
$19.2B
$240K 0.01%
+2,563
New +$252K
RWR icon
237
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$240K 0.01%
2,280
– –
SONY icon
238
Sony
SONY
$138B
$232K 0.01%
10,525
+55
+0.5% +$1.15K
SCCO icon
239
Southern Copper
SCCO
$166B
$230K 0.01%
+4,422
New +$256K
ARWR icon
240
Arrowhead Research
ARWR
$12.4B
$229K 0.01%
3,680
-12,821
-78% -$830K
DOW icon
241
Dow Inc
DOW
$21.2B
$229K 0.01%
+3,987
New +$244K
GIS icon
242
General Mills
GIS
$19.7B
$226K 0.01%
+3,792
New +$224K
OBDC icon
243
Blue Owl Capital
OBDC
$5.74B
$224K 0.01%
15,900
– –
OKE icon
244
Oneok
OKE
$54.5B
$219K 0.01%
+3,791
New +$204K
CAG icon
245
Conagra Brands
CAG
$7.23B
$218K 0.01%
+6,445
New +$218K
CPB icon
246
Campbell Soup
CPB
$6.87B
$218K 0.01%
+5,225
New +$227K
XLE icon
247
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$218K 0.01%
+8,404
New +$208K
KMB icon
248
Kimberly-Clark
KMB
$36.5B
$214K 0.01%
+1,621
New +$220K
RNG icon
249
RingCentral
RNG
$5.28B
$210K 0.01%
970
+5
+0.5% +$1.27K
NEM icon
250
Newmont
NEM
$119B
$207K 0.01%
+3,818
New +$225K
8 9
10
11 12

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Baker Avenue Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Baker Avenue Asset Management held 282 positions worth $1.75B, down 0.92% from $1.76B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Baker Avenue Asset Management's Q3 2021 filing shows 44 new, 116 increased, 74 reduced and 28 closed positions. Its largest new stake was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M. The largest sale was Workday, an estimated $5.41M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Baker Avenue Asset Management's largest Q3 2021 buy was iShares ESG Advanced Universal USD Bond ETF: 30,302 shares worth $1.5M.
  • Baker Avenue Asset Management added most to Invesco S&P 500 Equal Weight Technology ETF in Q3 2021, an estimated $2.93M increase.
  • Baker Avenue Asset Management's biggest Q3 2021 reduction was Meta Platforms (Facebook), cutting an estimated $2.97M.
  • Baker Avenue Asset Management fully exited Workday in Q3 2021, selling an estimated $5.41M.
  • Baker Avenue Asset Management's ten largest holdings make up 32% of its $1.75B portfolio in Q3 2021.
  • Baker Avenue Asset Management opened 44 new positions and closed 28 in Q3 2021.
  • Baker Avenue Asset Management's portfolio value fell 0.92% quarter-over-quarter to $1.75B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.