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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.38B
AUM Growth
+$124M
Cap. Flow
+$37.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
38.91%
Holding
275
New
37
Increased
53
Reduced
125
Closed
25

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.3M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$7.66M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.54M
5
COP icon
ConocoPhillips
COP
+$6.52M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$18.5M
2
AAPL icon
Apple
AAPL
+$7.75M
3
FTI icon
TechnipFMC
FTI
+$4.98M
4
SDG icon
iShares MSCI Global Sustainable Development Goals ETF
SDG
+$4.42M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.7M

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.15%
3 Industrials 2.36%
4 Healthcare 2.33%
5 Consumer Discretionary 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
226
Lam Research
LRCX
$390B
$289K 0.02%
+9,890
New +$263K
XLI icon
227
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$279K 0.02%
3,425
– –
CONN
228
DELISTED
Conn's Inc.
CONN
$278K 0.02%
+22,500
New +$471K
DVY icon
229
iShares Select Dividend ETF
DVY
$23.6B
$274K 0.02%
2,600
– –
EBAY icon
230
eBay
EBAY
$49.7B
$272K 0.02%
7,548
– –
SBUX icon
231
Starbucks
SBUX
$120B
$272K 0.02%
3,104
-160
-5% -$13.6K
OBDC icon
232
Blue Owl Capital
OBDC
$5.74B
$267K 0.02%
14,961
+2,261
+18% +$39.5K
HDV
233
iShares Core High Dividend ETF
HDV
$14.9B
$264K 0.02%
13,500
– –
SPHD icon
234
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$264K 0.02%
6,000
– –
GWPH
235
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$263K 0.02%
+2,517
New +$282K
ENR icon
236
Energizer
ENR
$1.55B
$261K 0.02%
+5,200
New +$239K
RWR icon
237
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$256K 0.02%
2,516
– –
GRMN
238
Garmin
GRMN
$60B
$255K 0.02%
2,616
-81
-3% -$7.55K
NXPI icon
239
NXP Semiconductors
NXPI
$60.4B
$254K 0.02%
2,000
– –
NYF icon
240
iShares New York Muni Bond ETF
NYF
$1.4B
$253K 0.02%
4,450
-2,680
-38% -$153K
NFLX icon
241
Netflix
NFLX
$309B
$245K 0.02%
+7,590
New +$225K
FNX icon
242
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$240K 0.02%
3,320
– –
WORK
243
DELISTED
Slack Technologies, Inc.
WORK
$233K 0.02%
+10,405
New +$232K
MSGS icon
244
Madison Square Garden
MSGS
$9.39B
$229K 0.02%
1,094
-140
-11% -$27.5K
JAZZ icon
245
Jazz Pharmaceuticals
JAZZ
$16.7B
$223K 0.02%
+1,500
New +$204K
JNK icon
246
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$220K 0.02%
+2,016
New +$219K
PNI
247
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$220K 0.02%
18,283
– –
SHYG icon
248
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$214K 0.02%
+4,611
New +$213K
NAN icon
249
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$207K 0.02%
14,604
– –
SIRI icon
250
SiriusXM
SIRI
$10.1B
$143K 0.01%
2,000
-668
-25% -$45K
7 8 9
10
11

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Baker Avenue Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Baker Avenue Asset Management held 275 positions worth $1.38B, up 9.9% from $1.26B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q4 2019 filing shows 37 new, 53 increased, 125 reduced and 25 closed positions. Its largest new stake was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M. The largest sale was Simpson Manufacturing, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.8% a quarter earlier, followed by Financials and Industrials.

  • Baker Avenue Asset Management's largest Q4 2019 buy was JPMorgan Ultra-Short Income ETF: 205,000 shares worth $10.3M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q4 2019, an estimated $7.66M increase.
  • Baker Avenue Asset Management's biggest Q4 2019 reduction was Simpson Manufacturing, cutting an estimated $18.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI Global Sustainable Development Goals ETF in Q4 2019, selling an estimated $4.42M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.38B portfolio in Q4 2019.
  • Baker Avenue Asset Management opened 37 new positions and closed 25 in Q4 2019.
  • Baker Avenue Asset Management's portfolio value rose 9.9% quarter-over-quarter to $1.38B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.