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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-6.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$568M
AUM Growth
-$184M
Cap. Flow
-$135M
Cap. Flow %
-23.76%
Top 10 Hldgs %
44.71%
Holding
271
New
28
Increased
67
Reduced
79
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$21.3M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$5.99M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.33M
4
QCOM icon
Qualcomm
QCOM
+$5.19M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.5M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$14.8M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$10.2M
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$9.83M
4
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$9.7M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.13M

Sector Composition

Rank Sector Weight
1 Technology 9.7%
2 Financials 7.47%
3 Industrials 4.44%
4 Healthcare 4.25%
5 Materials 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
226
Morgan Stanley
MS
$339B
– –
-130,032
Closed -$5.04M
NTAP icon
227
NetApp
NTAP
$37.1B
– –
-23,000
Closed -$726K
NXPI icon
228
NXP Semiconductors
NXPI
$60.4B
– –
-41,110
Closed -$4.04M
QRVO icon
229
Qorvo
QRVO
$8.68B
– –
-3,200
Closed -$257K
SCCO icon
230
Southern Copper
SCCO
$166B
– –
-11,596
Closed -$316K
SCHW
231
Charles Schwab
SCHW
$187B
– –
-142,753
Closed -$4.66M
SDOG icon
232
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
– –
-22,008
Closed -$807K
SYY icon
233
Sysco
SYY
$40.3B
– –
-91,600
Closed -$3.31M
TDIV icon
234
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
– –
-100,288
Closed -$2.65M
TROX icon
235
Tronox
TROX
$1.04B
– –
-16,000
Closed -$234K
TSEM icon
236
Tower Semiconductor
TSEM
$28.6B
– –
-10,000
Closed -$154K
TSN icon
237
Tyson Foods
TSN
$20.4B
– –
-96,688
Closed -$4.12M
TT icon
238
Trane Technologies
TT
$106B
– –
-61,123
Closed -$4.12M
URI icon
239
United Rentals
URI
$72.4B
– –
-43,741
Closed -$3.83M
WMT icon
240
Walmart Inc
WMT
$891B
– –
-169,059
Closed -$4M
XLY icon
241
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-43,880
Closed -$1.68M
GAP
242
The Gap Inc
GAP
$7.37B
– –
-76,836
Closed -$2.93M
BCOV
243
DELISTED
Brightcove, Inc.
BCOV
– –
-25,000
Closed -$172K
SWN
244
DELISTED
Southwestern Energy Company
SWN
– –
-24,000
Closed -$546K
SGEN
245
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-13,070
Closed -$633K
IMBI
246
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
– –
-4,230
Closed -$114K
ZNGA
247
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-125,000
Closed -$358K
PFPT
248
DELISTED
Proofpoint, Inc.
PFPT
– –
-3,270
Closed -$208K
ETFC
249
DELISTED
E*Trade Financial Corporation
ETFC
– –
-119,620
Closed -$3.58M
TIVO
250
DELISTED
Tivo Inc
TIVO
– –
-20,000
Closed -$319K
7 8 9
10
11

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Baker Avenue Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Baker Avenue Asset Management held 271 positions worth $568M, down 24% from $752M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Baker Avenue Asset Management withdrew a net $135M in Q3 2015, closing 83 positions and reducing 79 holdings. Its most notable exit was Cisco, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in iShares Floating Rate Bond ETF worth $5.31M.

  • Baker Avenue Asset Management's largest Q3 2015 buy was iShares Floating Rate Bond ETF: 105,341 shares worth $5.31M.
  • Baker Avenue Asset Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2015, an estimated $21.3M increase.
  • Baker Avenue Asset Management's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $14.8M.
  • Baker Avenue Asset Management fully exited Cisco in Q3 2015, selling an estimated $7.63M.
  • Baker Avenue Asset Management's ten largest holdings make up 45% of its $568M portfolio in Q3 2015.
  • Baker Avenue Asset Management opened 28 new positions and closed 83 in Q3 2015.
  • Baker Avenue Asset Management's portfolio value fell 24% quarter-over-quarter to $568M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.