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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$722M
AUM Growth
+$7.25M
Cap. Flow
-$9.82M
Cap. Flow %
-1.36%
Top 10 Hldgs %
37.18%
Holding
326
New
60
Increased
86
Reduced
79
Closed
73

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$15.9M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.8M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.77M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$9.64M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$13M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.2M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$10.7M
4
IDV icon
iShares International Select Dividend ETF
IDV
+$10.4M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.67M

Sector Composition

Rank Sector Weight
1 Technology 11.01%
2 Financials 6.22%
3 Healthcare 4.89%
4 Energy 3.97%
5 Consumer Discretionary 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
226
Vanguard FTSE Europe ETF
VGK
$31.1B
$262K 0.04%
+5,000
New +$268K
MGNI icon
227
Magnite
MGNI
$3.48B
$261K 0.04%
+16,150
New +$208K
NVDA icon
228
NVIDIA
NVDA
$5.3T
$261K 0.04%
+521,600
New +$254K
XOM icon
229
ExxonMobil
XOM
$642B
$252K 0.03%
+2,727
New +$254K
OESX icon
230
Orion Energy Systems
OESX
$71.3M
$251K 0.03%
4,560
+2,440
+115% +$123K
AXP icon
231
American Express
AXP
$231B
$250K 0.03%
2,690
-280
-9% -$25.1K
JAZZ icon
232
Jazz Pharmaceuticals
JAZZ
$16.7B
$246K 0.03%
+1,500
New +$249K
CRTO icon
233
Criteo S.A. Ordinary Shares
CRTO
$883M
$243K 0.03%
+6,000
New +$214K
CBSH icon
234
Commerce Bancshares
CBSH
$8.51B
$240K 0.03%
9,427
-1
-0% -$25
BMY icon
235
Bristol-Myers Squibb
BMY
$131B
$234K 0.03%
3,956
– –
AGN
236
DELISTED
Allergan Inc
AGN
$234K 0.03%
1,100
-21,525
-95% -$4.28M
LAZ icon
237
Lazard
LAZ
$4.22B
$227K 0.03%
4,545
-53
-1% -$2.63K
HYG icon
238
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$214K 0.03%
2,390
-43,511
-95% -$3.96M
CL icon
239
Colgate-Palmolive
CL
$74.1B
$207K 0.03%
+2,986
New +$202K
CVX icon
240
Chevron
CVX
$371B
$205K 0.03%
+1,827
New +$208K
VCSH icon
241
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$205K 0.03%
2,570
-460
-15% -$36.8K
WFT
242
DELISTED
Weatherford International plc
WFT
$202K 0.03%
17,620
+4,868
+38% +$72.9K
ARAY icon
243
Accuray
ARAY
$33.8M
$180K 0.02%
23,890
+6,000
+34% +$42.3K
IIP
244
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$138K 0.02%
17,310
-11,190
-39% -$89.2K
HBAN icon
245
Huntington Bancshares
HBAN
$35.1B
$132K 0.02%
12,540
-2,120
-14% -$21.1K
SD
246
DELISTED
SANDRIDGE ENERGY, INC.
SD
$116K 0.02%
63,880
+20,020
+46% +$65.4K
SFXE
247
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$91K 0.01%
20,000
-21,410
-52% -$97.6K
ATML
248
DELISTED
ATMEL CORP
ATML
$86K 0.01%
10,252
-407,784
-98% -$3.12M
RTK
249
DELISTED
Rentech, Inc.
RTK
$71K 0.01%
5,602
-20,341
-78% -$288K
PSLV icon
250
Sprott Physical Silver Trust
PSLV
$12.8B
$66K 0.01%
10,760
– –
8 9
10
11 12

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Baker Avenue Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Baker Avenue Asset Management held 326 positions worth $722M, up 1% from $714M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Baker Avenue Asset Management's Q4 2014 filing shows 60 new, 86 increased, 79 reduced and 73 closed positions. Its largest new stake was iShares S&P 100 ETF: 243,808 shares worth $22.2M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Baker Avenue Asset Management's largest Q4 2014 buy was iShares S&P 100 ETF: 243,808 shares worth $22.2M.
  • Baker Avenue Asset Management added most to iShares Russell 2000 ETF in Q4 2014, an estimated $9.1M increase.
  • Baker Avenue Asset Management's biggest Q4 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $13M.
  • Baker Avenue Asset Management fully exited Vanguard FTSE Emerging Markets ETF in Q4 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 37% of its $722M portfolio in Q4 2014.
  • Baker Avenue Asset Management opened 60 new positions and closed 73 in Q4 2014.
  • Baker Avenue Asset Management's portfolio value rose 1% quarter-over-quarter to $722M.

Based on Baker Avenue Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.