We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-1.74%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$714M
AUM Growth
+$20.8M
Cap. Flow
+$33.8M
Cap. Flow %
4.73%
Top 10 Hldgs %
37.68%
Holding
330
New
37
Increased
130
Reduced
74
Closed
64

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$22M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$18.4M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.9M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$11.3M
5
ILF icon
iShares Latin America 40 ETF
ILF
+$6.78M

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.5M
3
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$10.4M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Financials 6.67%
3 Healthcare 4.76%
4 Industrials 4.64%
5 Energy 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHN
226
DELISTED
Achillion Pharmaceuticals
ACHN
$250K 0.04%
+25,000
New +$232K
SPR
227
DELISTED
Spirit AeroSystems
SPR
$245K 0.03%
6,450
-2,000
-24% -$73.1K
ANAC
228
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$245K 0.03%
+10,000
New +$203K
VCSH icon
229
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$242K 0.03%
3,030
-126,120
-98% -$10.1M
MTRX icon
230
Matrix Service
MTRX
$330M
$241K 0.03%
+10,000
New +$278K
MNDT
231
DELISTED
Mandiant, Inc. Common Stock
MNDT
$241K 0.03%
+7,883
New +$261K
HAL icon
232
Halliburton
HAL
$27.1B
$239K 0.03%
3,700
-3,000
-45% -$206K
RH icon
233
RH
RH
$3.56B
$239K 0.03%
3,000
-4,010
-57% -$335K
AMT icon
234
American Tower
AMT
$79.8B
$237K 0.03%
+2,526
New +$240K
ICPT
235
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$237K 0.03%
+1,000
New +$255K
GEOS icon
236
Geospace Technologies
GEOS
$88.2M
$236K 0.03%
+6,701
New +$281K
CBSH icon
237
Commerce Bancshares
CBSH
$8.51B
$234K 0.03%
9,428
– –
SGOL icon
238
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$234K 0.03%
19,750
-8,000
-29% -$101K
LAZ icon
239
Lazard
LAZ
$4.22B
$233K 0.03%
4,598
-68,151
-94% -$3.57M
SHOE
240
Shoe Station Group
SHOE
$425M
$233K 0.03%
+26,200
New +$254K
WLL
241
DELISTED
Whiting Petroleum Corporation
WLL
$233K 0.03%
10
– –
EOX
242
DELISTED
EMERALD OIL INC (MT)
EOX
$215K 0.03%
1,750
– –
MSFT icon
243
Microsoft
MSFT
$3.71T
$214K 0.03%
4,625
-11,193
-71% -$499K
SFXE
244
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$208K 0.03%
41,410
+13,500
+48% +$90.3K
ARMH
245
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$204K 0.03%
4,660
-540
-10% -$24.5K
BMY icon
246
Bristol-Myers Squibb
BMY
$131B
$202K 0.03%
+3,956
New +$198K
RP
247
DELISTED
RealPage, Inc.
RP
$202K 0.03%
+13,000
New +$222K
CLGX
248
DELISTED
Corelogic, Inc.
CLGX
$201K 0.03%
7,424
-856
-10% -$24.1K
IIP
249
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$197K 0.03%
28,500
+6,074
+27% +$42K
SD
250
DELISTED
SANDRIDGE ENERGY, INC.
SD
$188K 0.03%
43,860
+25,000
+133% +$140K
8 9
10
11 12

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Baker Avenue Asset Management held 330 positions worth $714M, up 3% from $694M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Baker Avenue Asset Management deployed $33.8M of net new capital in Q3 2014, opening 37 new positions and adding to 130 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $10.5M trimmed.

  • Baker Avenue Asset Management's largest Q3 2014 buy was Vanguard FTSE Emerging Markets ETF: 268,588 shares worth $11.2M.
  • Baker Avenue Asset Management added most to Vanguard Total Bond Market in Q3 2014, an estimated $22M increase.
  • Baker Avenue Asset Management's biggest Q3 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $10.5M.
  • Baker Avenue Asset Management fully exited iShares MSCI EAFE Small-Cap ETF in Q3 2014, selling an estimated $11.2M.
  • Baker Avenue Asset Management's ten largest holdings make up 38% of its $714M portfolio in Q3 2014.
  • Baker Avenue Asset Management opened 37 new positions and closed 64 in Q3 2014.
  • Baker Avenue Asset Management's portfolio value rose 3% quarter-over-quarter to $714M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.