BRWM
FHY

B. Riley Wealth Management’s First Trust Strategic High FHY Stock Holding History

B. Riley Wealth Management’s Portfolio FHY Stock Details FHY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-432
Closed -$5K – 1010
2015
Q2 		$5K Hold
432
– – ﹤0.01% 870
2015
Q1 		$6K Hold
432
– – ﹤0.01% 843
2014
Q4 		$6K Sell
432
-290
-40% -$4.35K ﹤0.01% 834
2014
Q3 		$11K Hold
722
– – 0.01% 757
2014
Q2 		$11K Hold
722
– – 0.01% 810
2014
Q1 		$12K Buy
+722
New +$11.4K 0.01% 734

Other funds holding FHY

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
SI
SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

B. Riley Wealth Management's FHY Position: Q3 2015 in Review

B. Riley Wealth Management sold out of First Trust Strategic High (FHY) in Q3 2015, closing a stake of 432 shares — an estimated $5K sold.

B. Riley Wealth Management first reported a position in FHY in Q1 2014 and held it in 6 quarters. The position peaked at $12K in Q1 2014. 34 funds tracked by Wall St. Rank hold FHY as of Q3 2015.

  • B. Riley Wealth Management reported no remaining First Trust Strategic High position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 432 First Trust Strategic High shares in Q3 2015, an estimated $5K.
  • B. Riley Wealth Management first reported a position in First Trust Strategic High in Q1 2014 and held it in 6 quarters.
  • B. Riley Wealth Management's First Trust Strategic High position peaked at $12K in Q1 2014.
  • 34 funds tracked by Wall St. Rank held First Trust Strategic High as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.