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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVA
2201
DELISTED
PENN VIRGINIA CORP
PVA
– –
-3,500
Closed -$59.3K
DOM
2202
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
– –
-250
Closed -$1.51K
BSJF
2203
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
– –
-21,563
Closed -$290K
ALTR
2204
DELISTED
Altera Corp
ALTR
– –
-12,545
Closed -$436K
HUB.A
2205
DELISTED
HUBBELL INC CL-A
HUB.A
– –
-400
Closed -$49.9K
HUB.B
2206
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-77
Closed -$9.45K
PLTM
2207
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
– –
-1,000
Closed -$13.3K
CSG
2208
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-2,300
Closed -$18.5K
MSO
2209
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
– –
-350
Closed -$1.65K
NBG.PRA
2210
DELISTED
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
– –
-1,000
Closed -$19.9K
TAI
2211
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
– –
-4,825
Closed -$102K
SIAL
2212
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-98
Closed -$9.98K
TEU
2213
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
– –
-8,607
Closed -$13K
CYN
2214
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-125
Closed -$9.47K
HCBK
2215
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-7,550
Closed -$74.2K
OMG
2216
DELISTED
OM GROUP INC.
OMG
– –
-452
Closed -$14.7K
HCC
2217
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-1,565
Closed -$76.6K
MM
2218
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-118
Closed -$589
FTT
2219
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-1,380
Closed -$18.6K
THOR
2220
DELISTED
THORATEC CORPORATION
THOR
– –
-7
Closed -$238
ZU
2221
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
– –
-1,300
Closed -$53.2K
TRAK
2222
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-175
Closed -$7.93K
RYL
2223
DELISTED
RYLAND GROUP INC
RYL
– –
-100
Closed -$3.94K
CMLP
2224
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-1,533
Closed -$33.8K
HNSN
2225
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-192
Closed -$2.51K
87 88
89
90 91

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.