B. Riley Wealth Advisors’s FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST FTT Stock Holding History

B. Riley Wealth Advisors’s Portfolio FTT Stock Details FTT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,380	Closed	-$18	–	2595
2014 Q4	$18	Buy	+1,380	New	+$18.2K	﹤0.01%	2611
2014 Q3	–	Sell	-1,380	Closed	-$18.6K	–	2393
2014 Q2	$18.6K	Buy	+1,380	New	+$18.6K	﹤0.01%	1502
2013 Q4	–	Sell	-5,517	Closed	-$71K	–	744
2013 Q3	$71K	Sell	5,517 -15,252	-73%	-$196K	0.02%	605
2013 Q2	$270K	Buy	+20,769	New	+$279K	0.09%	251

Other funds holding FTT

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

SignatureFD Atlanta, Georgia $6.53B AUM 20.48% 1-Year Est. Return

B. Riley Wealth Advisors's FTT Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST (FTT) in Q1 2015, closing a stake of 1,380 shares — an estimated $18 sold.

B. Riley Wealth Advisors first reported a position in FTT in Q2 2013 and held it in 4 quarters. The position peaked at $270K in Q2 2013. 17 funds tracked by Wall St. Rank hold FTT as of Q1 2015.

B. Riley Wealth Advisors reported no remaining FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,380 FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST shares in Q1 2015, an estimated $18.
B. Riley Wealth Advisors first reported a position in FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2013 and held it in 4 quarters.
B. Riley Wealth Advisors's FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST position peaked at $270K in Q2 2013.
17 funds tracked by Wall St. Rank held FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.