B. Riley Wealth Advisors’s FIRST TRUST ISE GLOBAL PLATINUM INDEX FD PLTM Stock Holding History

Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-500
Closed -$5 2572
2014
Q4
$5 Buy
+500
New +$5 ﹤0.01% 3184
2014
Q3
Sell
-1,000
Closed -$13.3K 2381
2014
Q2
$13.3K Buy
+1,000
New +$13.3K ﹤0.01% 1659