B. Riley Wealth Advisors’s TRANSAMERICA INCOME SHS INC TAI Stock Holding History

B. Riley Wealth Advisors’s Portfolio TAI Stock Details TAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-4,515	Closed	-$91	–	2589
2014 Q4	$91	Buy	+4,515	New	+$92K	﹤0.01%	1793
2014 Q3	–	Sell	-4,825	Closed	-$102K	–	2385
2014 Q2	$102K	Hold	4,825	–	–	0.02%	714
2014 Q1	$100K	Hold	4,825	–	–	0.03%	618
2013 Q4	$101K	Hold	4,825	–	–	0.03%	551
2013 Q3	$99K	Sell	4,825 -1,000	-17%	-$20.4K	0.03%	543
2013 Q2	$120K	Buy	+5,825	New	+$125K	0.04%	498

Other funds holding TAI

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Advisors's TAI Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of TRANSAMERICA INCOME SHS INC (TAI) in Q1 2015, closing a stake of 4,515 shares — an estimated $91 sold.

B. Riley Wealth Advisors first reported a position in TAI in Q2 2013 and held it in 6 quarters. The position peaked at $120K in Q2 2013. 27 funds tracked by Wall St. Rank hold TAI as of Q1 2015.

B. Riley Wealth Advisors reported no remaining TRANSAMERICA INCOME SHS INC position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 4,515 TRANSAMERICA INCOME SHS INC shares in Q1 2015, an estimated $91.
B. Riley Wealth Advisors first reported a position in TRANSAMERICA INCOME SHS INC in Q2 2013 and held it in 6 quarters.
B. Riley Wealth Advisors's TRANSAMERICA INCOME SHS INC position peaked at $120K in Q2 2013.
27 funds tracked by Wall St. Rank held TRANSAMERICA INCOME SHS INC as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.