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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$406M
Cap. Flow
-$96.8M
Cap. Flow %
-23.6%
Top 10 Hldgs %
16.63%
Holding
3,897
New
32
Increased
193
Reduced
331
Closed
3,298

Top Buys

Rank Stock Value
1
SPYB
SPDR S&P 500 Buyback ETF
SPYB
+$1.19M
2
META icon
Meta Platforms (Facebook)
META
+$1.15M
3
DBO icon
Invesco DB Oil Fund
DBO
+$1.1M
4
AGZ icon
iShares Agency Bond ETF
AGZ
+$892K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$888K

Top Sells

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$7.17M
2
AMZN icon
Amazon
AMZN
+$3.2M
3
BABA icon
Alibaba
BABA
+$3.15M
4
MSFT icon
Microsoft
MSFT
+$2.77M
5
GE icon
GE Aerospace
GE
+$2.7M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Technology 8.32%
3 Financials 7.38%
4 Energy 6.9%
5 Communication Services 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVTA
2051
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-286
Closed -$4
VMW
2052
DELISTED
VMware, Inc
VMW
– –
-692
Closed -$57
SCU
2053
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-1,005
Closed -$117
ARGO
2054
DELISTED
Argo Group International Holdings, Ltd.
ARGO
– –
-288
Closed -$11
NXGN
2055
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-111
Closed -$2
ICPT
2056
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-4
Closed -$1
CEQP
2057
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-62
Closed -$5
SVVC
2058
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-1,600
Closed -$30
CIR
2059
DELISTED
CIRCOR International, Inc
CIR
– –
-251
Closed -$15
SYNH
2060
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-250
Closed -$6
SNLN
2061
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-500
Closed -$10
HYLD
2062
DELISTED
High Yield ETF
HYLD
– –
-1,239
Closed -$51
PDCE
2063
DELISTED
PDC Energy, Inc.
PDCE
– –
-200
Closed -$8
GER
2064
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-255
Closed -$33
NIQ
2065
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-4,000
Closed -$51
DCP
2066
DELISTED
DCP Midstream, LP
DCP
– –
-3,301
Closed -$150
CS
2067
DELISTED
Credit Suisse Group
CS
– –
-55
Closed -$1
DBD
2068
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-1,773
Closed -$61
ACOR
2069
DELISTED
Acorda Therapeutics
ACOR
– –
-3
Closed -$13
KBAL
2070
DELISTED
Kimball International
KBAL
– –
-134
Closed -$1
ABB
2071
DELISTED
ABB Ltd
ABB
– –
-1,337
Closed -$28
TA
2072
DELISTED
TravelCenters of America LLC
TA
– –
-1
Closed –
BBBY
2073
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-405
Closed -$31
FRC
2074
DELISTED
First Republic Bank
FRC
– –
-952
Closed -$50
AMBC.WS
2075
DELISTED
Ambac Financial Group
AMBC.WS
– –
-4,503
Closed -$66
81 82
83
84 85

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Advisors held 3,897 positions worth $410M, up 8,666% from $4.68M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors withdrew a net $96.8M in Q1 2015, closing 3,298 positions and reducing 331 holdings. Its most notable exit was Target, an estimated $7.46K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, up from 6.4% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in SPDR S&P 500 Buyback ETF worth $1.19M.

  • B. Riley Wealth Advisors's largest Q1 2015 buy was SPDR S&P 500 Buyback ETF: 23,200 shares worth $1.19M.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q1 2015, an estimated $1.15M increase.
  • B. Riley Wealth Advisors's biggest Q1 2015 reduction was Chipotle Mexican Grill, cutting an estimated $7.17M.
  • B. Riley Wealth Advisors fully exited Target in Q1 2015, selling an estimated $7.46K.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $410M portfolio in Q1 2015.
  • B. Riley Wealth Advisors opened 32 new positions and closed 3,298 in Q1 2015.
  • B. Riley Wealth Advisors's portfolio value rose 8,666% quarter-over-quarter to $410M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.