BRWA
SNLN

B. Riley Wealth Advisors’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

B. Riley Wealth Advisors’s Portfolio SNLN Stock Details SNLN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-500
Closed -$10K – 2118
2014
Q4 		$10K Buy
+500
New +$9.71K ﹤0.01% 2892
2014
Q3 		– Sell
-2,190
Closed -$43.6K – 2000
2014
Q2 		$43.6K Sell
2,190
-1,487
-40% -$29.6K 0.01% 1093
2014
Q1 		$73K Sell
3,677
-7,296
-66% -$146K 0.02% 686
2013
Q4 		$219K Buy
+10,973
New +$219K 0.07% 316

Other funds holding SNLN

CSIA
Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
HIM
Hillsdale Investment Management Toronto, Ontario, Canada $4.39B AUM 72.96% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

B. Riley Wealth Advisors's SNLN Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Highland/iBoxx Senior Loan ETF (SNLN) in Q1 2015, closing a stake of 500 shares — an estimated $10K sold.

B. Riley Wealth Advisors first reported a position in SNLN in Q4 2013 and held it in 4 quarters. The position peaked at $219K in Q4 2013. 23 funds tracked by Wall St. Rank hold SNLN as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining Highland/iBoxx Senior Loan ETF position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 500 Highland/iBoxx Senior Loan ETF shares in Q1 2015, an estimated $10K.
  • B. Riley Wealth Advisors first reported a position in Highland/iBoxx Senior Loan ETF in Q4 2013 and held it in 4 quarters.
  • B. Riley Wealth Advisors's Highland/iBoxx Senior Loan ETF position peaked at $219K in Q4 2013.
  • 23 funds tracked by Wall St. Rank held Highland/iBoxx Senior Loan ETF as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.